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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EG icon
176
Everest Group
EG
$15.2B
$6.7M 0.07%
+30,979
New +$6.38M
UPS icon
177
United Parcel Service
UPS
$97.6B
$6.7M 0.07%
58,460
+16,795
+40% +$1.89M
PRU icon
178
CALL
Prudential Financial
PRU
$41.7B
$6.7M 0.07%
64,400
+8,000
+14% +$759K
AIG icon
179
PUT
American International
AIG
$41.9B
$6.63M 0.07%
101,600
+23,800
+31% +$1.49M
TGT icon
180
CALL
Target
TGT
$62.1B
$6.58M 0.06%
91,100
+39,100
+75% +$2.83M
TGT icon
181
PUT
Target
TGT
$62.1B
$6.58M 0.06%
91,100
+37,900
+71% +$2.74M
KDP icon
182
PUT
Keurig Dr Pepper
KDP
$40.4B
$6.53M 0.06%
72,000
– –
C icon
183
Citigroup
C
$222B
$6.52M 0.06%
109,752
-11,913
-10% -$643K
EMR icon
184
CALL
Emerson Electric
EMR
$82.9B
$6.43M 0.06%
115,400
-528,500
-82% -$28.4M
PARA
185
DELISTED
Paramount Global Class B
PARA
$6.42M 0.06%
100,904
+77,568
+332% +$4.6M
PG icon
186
Procter & Gamble
PG
$343B
$6.41M 0.06%
76,290
+40,337
+112% +$3.44M
LMT icon
187
Lockheed Martin
LMT
$134B
$6.38M 0.06%
25,525
+17,681
+225% +$4.42M
NOC icon
188
Northrop Grumman
NOC
$77B
$6.38M 0.06%
27,413
+13,738
+100% +$3.19M
MCK icon
189
McKesson
MCK
$98.5B
$6.37M 0.06%
45,347
+34,960
+337% +$5.14M
IP icon
190
CALL
International Paper
IP
$22.3B
$6.37M 0.06%
126,720
+33,792
+36% +$1.56M
IP icon
191
PUT
International Paper
IP
$22.3B
$6.37M 0.06%
126,720
+33,792
+36% +$1.56M
TSLA icon
192
Tesla
TSLA
$1.24T
$6.36M 0.06%
446,595
+394,650
+760% +$5.19M
CBU icon
193
Community Bank
CBU
$3.53B
$6.34M 0.06%
+102,593
New +$5.48M
JNJ icon
194
Johnson & Johnson
JNJ
$635B
$6.28M 0.06%
54,466
+26,728
+96% +$3.09M
GS icon
195
CALL
Goldman Sachs
GS
$313B
$6.23M 0.06%
26,000
+2,000
+8% +$406K
CLR
196
DELISTED
CONTINENTAL RESOURCES INC.
CLR
$6.05M 0.06%
117,289
+78,918
+206% +$4.08M
XOP icon
197
CALL
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.42B
$6.01M 0.06%
+36,300
New +$5.69M
TSLA icon
198
PUT
Tesla
TSLA
$1.24T
$5.98M 0.06%
420,000
+300,000
+250% +$3.94M
BRCD
199
DELISTED
Brocade Communications Systems, Inc. NEW
BRCD
$5.97M 0.06%
477,987
+331,865
+227% +$3.73M
CAB
200
CALL
DELISTED
Cabela's Inc
CAB
$5.86M 0.06%
100,000
+80,000
+400% +$4.96M
6 7
8
9 10

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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.