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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VXX
176
DELISTED
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
$2.13M 0.11%
3,125
+2,031
+186% +$1.62M
ARCC icon
177
Ares Capital
ARCC
$13.5B
$2.11M 0.11%
118,852
-189
-0.2% -$3.33K
FNV icon
178
Franco-Nevada
FNV
$41.4B
$2.1M 0.11%
+51,602
New +$2.17M
IRBT
179
DELISTED
iRobot
IRBT
$2.1M 0.1%
+60,337
New +$2.06M
MSI icon
180
Motorola Solutions
MSI
$69.4B
$2.09M 0.1%
30,954
-90,064
-74% -$5.74M
WIN
181
DELISTED
Windstream Holdings Inc
WIN
$2.09M 0.1%
33,411
-2,358
-7% -$153K
STN icon
182
Stantec
STN
$7.69B
$2.08M 0.1%
+67,144
New +$2.03M
BRCM
183
DELISTED
BROADCOM CORP CL-A
BRCM
$2.08M 0.1%
70,008
-1,672
-2% -$45.5K
WELL.PRI
184
DELISTED
Welltower Inc.
WELL.PRI
$2.06M 0.1%
+40,000
New +$2.23M
INVA icon
185
Innoviva
INVA
$1.58B
$2.04M 0.1%
70,861
+4,856
+7% +$142K
COL
186
DELISTED
Rockwell Collins
COL
$2.01M 0.1%
27,241
-2,039
-7% -$145K
IONS icon
187
Ionis Pharmaceuticals
IONS
$9.35B
$1.99M 0.1%
50,000
+18,500
+59% +$659K
KSS icon
188
PUT
Kohl's
KSS
$2.03B
$1.96M 0.1%
+34,600
New +$1.9M
FWONA icon
189
Liberty Media Series A
FWONA
$22.3B
$1.96M 0.1%
+75,439
New +$2M
PVA
190
DELISTED
PENN VIRGINIA CORP
PVA
$1.94M 0.1%
205,673
+193,873
+1,643% +$1.76M
NSC icon
191
Norfolk Southern
NSC
$78.8B
$1.92M 0.1%
20,627
+6,098
+42% +$523K
DBL
192
DoubleLine Opportunistic Credit Fund
DBL
$278M
$1.91M 0.1%
+85,765
New +$1.96M
AVY icon
193
Avery Dennison
AVY
$12.3B
$1.89M 0.09%
37,734
+31,634
+519% +$1.49M
CCEP icon
194
Coca-Cola Europacific Partners
CCEP
$46.5B
$1.89M 0.09%
42,766
+5,059
+13% +$211K
PRU icon
195
Prudential Financial
PRU
$41.7B
$1.88M 0.09%
+20,418
New +$1.74M
DBD
196
DELISTED
Diebold Nixdorf Incorporated
DBD
$1.85M 0.09%
56,067
-20,563
-27% -$641K
AMP icon
197
Ameriprise Financial
AMP
$46.8B
$1.84M 0.09%
16,012
+1,578
+11% +$163K
M icon
198
Macy's
M
$6.15B
$1.84M 0.09%
34,410
-4,098
-11% -$199K
WAC
199
DELISTED
Walter Investment Mgt Corp
WAC
$1.82M 0.09%
+51,610
New +$1.94M
CNK icon
200
Cinemark Holdings
CNK
$3.82B
$1.82M 0.09%
54,705
+46,668
+581% +$1.53M
6 7
8
9 10

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MCA
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.