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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
VTVT icon
1951
vTv Therapeutics
VTVT
$120M
– –
-862
Closed -$53K
WAB icon
1952
Wabtec
WAB
$51.1B
– –
-12,400
Closed -$1.22M
WAL icon
1953
Western Alliance Bancorporation
WAL
$9.11B
– –
-10,303
Closed -$584K
WBA
1954
CALL
DELISTED
Walgreens Boots Alliance
WBA
– –
-9,600
Closed -$576K
WBA
1955
PUT
DELISTED
Walgreens Boots Alliance
WBA
– –
-14,900
Closed -$894K
WBS icon
1956
Webster Financial
WBS
$12.5B
– –
-6,800
Closed -$433K
WDC icon
1957
CALL
Western Digital
WDC
$157B
– –
-36,250
Closed -$2.12M
WDC icon
1958
PUT
Western Digital
WDC
$157B
– –
-34,133
Closed -$2M
WING icon
1959
Wingstop
WING
$3.71B
– –
-7,304
Closed -$381K
WIX icon
1960
WIX.com
WIX
$2.42B
– –
-8,400
Closed -$843K
WLY icon
1961
John Wiley & Sons Class A
WLY
$2.75B
– –
-21,156
Closed -$1.32M
WMK icon
1962
Weis Markets
WMK
$1.9B
– –
-4,577
Closed -$244K
WMT icon
1963
CALL
Walmart Inc
WMT
$904B
– –
-175,500
Closed -$5.01M
WMT icon
1964
PUT
Walmart Inc
WMT
$904B
– –
-245,700
Closed -$7.01M
WPC icon
1965
W.P. Carey
WPC
$17B
– –
-27,085
Closed -$1.76M
WSO icon
1966
Watsco Inc
WSO
$15B
– –
-1,738
Closed -$309K
WTM icon
1967
White Mountains Insurance
WTM
$5.42B
– –
-1,120
Closed -$1.01M
WTRG icon
1968
Essential Utilities
WTRG
$11.6B
– –
-6,362
Closed -$224K
XEL icon
1969
Xcel Energy
XEL
$50.6B
– –
-37,282
Closed -$1.7M
XHR
1970
Xenia Hotels & Resorts
XHR
$2B
– –
-37,097
Closed -$904K
XLF icon
1971
State Street Financial Select Sector SPDR ETF
XLF
$57.3B
– –
-30,365
Closed -$850K
XLU icon
1972
CALL
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
– –
-101,800
Closed -$2.65M
XLU icon
1973
PUT
State Street Utilities Select Sector SPDR ETF
XLU
$23.5B
– –
-216,800
Closed -$5.63M
XLY icon
1974
PUT
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.9B
– –
-10,600
Closed -$579K
XME icon
1975
PUT
State Street SPDR S&P Metals & Mining ETF
XME
$3.88B
– –
-40,300
Closed -$1.43M
77 78
79
80 81

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.