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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AFMD
1926
DELISTED
Affimed
AFMD
$27K ﹤0.01%
+1,485
New +$32K
TPST icon
1927
Tempest Therapeutics
TPST
$14.7M
$25K ﹤0.01%
+6
New +$74.7K
ATYR
1928
aTyr Pharma
ATYR
$46.9M
$22K ﹤0.01%
+733
New +$30.1K
CHMA
1929
DELISTED
Chiasma, Inc. Common Stock
CHMA
$21K ﹤0.01%
+11,007
New +$25.1K
OPCH icon
1930
Option Care Health
OPCH
$3.44B
$14K ﹤0.01%
+3,325
New +$25.5K
ANTH
1931
DELISTED
Anthera Pharmaceuticals, Inc.
ANTH
$11K ﹤0.01%
+2,197
New +$38K
A icon
1932
CALL
Agilent Technologies
A
$39.2B
– –
-28,000
Closed -$1.32M
A icon
1933
PUT
Agilent Technologies
A
$39.2B
– –
-28,000
Closed -$1.32M
ABG icon
1934
Asbury Automotive
ABG
$4.26B
– –
-5,268
Closed -$292K
ACAD icon
1935
Acadia Pharmaceuticals
ACAD
$4.32B
– –
-28,636
Closed -$911K
ADI icon
1936
CALL
Analog Devices
ADI
$177B
– –
-30,000
Closed -$1.93M
ADI icon
1937
PUT
Analog Devices
ADI
$177B
– –
-30,000
Closed -$1.93M
ADM icon
1938
Archer Daniels Midland
ADM
$40.2B
– –
-35,059
Closed -$1.48M
AEE icon
1939
Ameren
AEE
$31.5B
– –
-29,245
Closed -$1.44M
AEO icon
1940
American Eagle Outfitters
AEO
$2.91B
– –
-13,588
Closed -$243K
AFG icon
1941
American Financial Group
AFG
$12B
– –
-3,120
Closed -$234K
AIR icon
1942
AAR Corp
AIR
$5.31B
– –
-15,377
Closed -$482K
AJG icon
1943
Arthur J. Gallagher & Co
AJG
$65.5B
– –
-6,750
Closed -$344K
ALLE icon
1944
Allegion
ALLE
$13.3B
– –
-8,675
Closed -$597K
ALV icon
1945
Autoliv
ALV
$8.65B
– –
-5,091
Closed -$392K
AMAT icon
1946
PUT
Applied Materials
AMAT
$400B
– –
-28,000
Closed -$844K
ANET icon
1947
Arista Networks
ANET
$212B
– –
-193,376
Closed -$1.03M
ATO icon
1948
Atmos Energy
ATO
$30B
– –
-46,717
Closed -$3.48M
AXTA icon
1949
Axalta
AXTA
$7.26B
– –
-21,550
Closed -$609K
BBWI icon
1950
Bath & Body Works
BBWI
$4.07B
– –
-17,742
Closed -$1.01M
76 77
78
79 80

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.