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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TPR icon
1901
Tapestry
TPR
$29.8B
– –
-35,708
Closed -$1.24M
TRMK icon
1902
Trustmark
TRMK
$2.71B
– –
-25,724
Closed -$642K
TRN icon
1903
Trinity Industries
TRN
$2.95B
– –
-76,673
Closed -$1.46M
TROX icon
1904
Tronox
TROX
$973M
– –
-81,068
Closed -$1.19M
TRS icon
1905
TriMas Corp
TRS
$1.45B
– –
-39,477
Closed -$931K
TRST
1906
Trustco Bank Corp NY
TRST
$978M
– –
-2,200
Closed -$77K
TTC icon
1907
Toro Company
TTC
$9.01B
– –
-23,536
Closed -$798K
TU icon
1908
Telus
TU
$16.2B
– –
-18,848
Closed -$325K
TXRH icon
1909
Texas Roadhouse
TXRH
$13.2B
– –
-9,724
Closed -$364K
UDR icon
1910
UDR
UDR
$12.8B
– –
-20,084
Closed -$644K
UEIC icon
1911
Universal Electronics
UEIC
$57.6M
– –
-6,412
Closed -$320K
UHS icon
1912
Universal Health Services
UHS
$9.64B
– –
-3,241
Closed -$461K
UIS icon
1913
Unisys
UIS
$245M
– –
-41,740
Closed -$834K
UI icon
1914
Ubiquiti
UI
$32.7B
– –
-16,435
Closed -$525K
UNF icon
1915
Unifirst Corp
UNF
$5.38B
– –
-3,300
Closed -$369K
UNFI icon
1916
United Natural Foods
UNFI
$2.97B
– –
-5,000
Closed -$318K
UNG icon
1917
CALL
United States Natural Gas Fund
UNG
$458M
– –
-5,400
Closed -$1.17M
UNIT
1918
Uniti Group
UNIT
$2.62B
– –
-31,000
Closed -$766K
UNM icon
1919
Unum
UNM
$13.8B
– –
-30,242
Closed -$1.08M
UONEK icon
1920
Urban One Class D
UONEK
$22.4M
– –
-3,560
Closed -$113K
URBN icon
1921
Urban Outfitters
URBN
$6.22B
– –
-17,951
Closed -$629K
USO icon
1922
CALL
United States Oil Fund
USO
$2.07B
– –
-12,063
Closed -$1.92M
USO icon
1923
PUT
United States Oil Fund
USO
$2.07B
– –
-16,763
Closed -$2.67M
UVV icon
1924
Universal Corp
UVV
$1.34B
– –
-5,300
Closed -$304K
VERU icon
1925
Veru
VERU
$36.6M
– –
-3,355
Closed -$60K
75 76
77
78 79

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JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.