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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.59%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$10.2B
AUM Growth
+$2.21B
Cap. Flow
+$1.91B
Cap. Flow %
18.7%
Top 10 Hldgs %
42.15%
Holding
2,326
New
523
Increased
761
Reduced
552
Closed
381

Top Buys

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$88.6M
2
QQQ icon
Invesco QQQ Trust
QQQ
+$55.2M
3
AMZN icon
Amazon
AMZN
+$50.7M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.4M
5
AAPL icon
Apple
AAPL
+$27.4M

Top Sells

Rank Stock Value
1
KLAC icon
KLA
KLAC
+$30.4M
2
WFC icon
Wells Fargo
WFC
+$18.1M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$13.9M
4
STJ
St Jude Medical
STJ
+$13.5M
5
LNKD
LinkedIn Corporation
LNKD
+$13.4M

Sector Composition

Rank Sector Weight
1 Consumer Discretionary 4.46%
2 Industrials 3.74%
3 Financials 3.69%
4 Healthcare 3.55%
5 Technology 3.54%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SWN
1876
DELISTED
Southwestern Energy Company
SWN
$134K ﹤0.01%
12,390
-39,344
-76% -$450K
GTN icon
1877
Gray Television
GTN
$411M
$130K ﹤0.01%
12,000
-1,100
-8% -$10.8K
AMX icon
1878
America Movil
AMX
$77.2B
$128K ﹤0.01%
10,184
-5,368
-35% -$65K
INOV
1879
DELISTED
Inovalon Holdings, Inc. Class A Common Stock
INOV
$125K ﹤0.01%
+12,119
New +$165K
CHK
1880
DELISTED
Chesapeake Energy Corporation
CHK
$124K ﹤0.01%
88
+4
+5% +$5.23K
FBP icon
1881
First Bancorp
FBP
$4.4B
$122K ﹤0.01%
+18,417
New +$108K
SVU
1882
DELISTED
SUPERVALU Inc.
SVU
$122K ﹤0.01%
+3,724
New +$124K
PGNX
1883
DELISTED
Progenics Pharmaceuticals Inc
PGNX
$121K ﹤0.01%
+13,992
New +$103K
MFIC icon
1884
MidCap Financial Investment
MFIC
$792M
$120K ﹤0.01%
6,829
+2,252
+49% +$40.3K
CMBT
1885
CMB.TECH NV
CMBT
$4.45B
$119K ﹤0.01%
+15,000
New +$114K
PDS
1886
Precision Drilling
PDS
$1.04B
$118K ﹤0.01%
+1,085
New +$107K
AMKR icon
1887
Amkor Technology
AMKR
$15B
$117K ﹤0.01%
+11,129
New +$119K
LSCC icon
1888
Lattice Semiconductor
LSCC
$16.9B
$116K ﹤0.01%
+15,800
New +$110K
HOS
1889
DELISTED
Hornbeck Offshore Services, Inc.
HOS
$116K ﹤0.01%
+16,120
New +$94.4K
VALE icon
1890
Vale
VALE
$62.8B
$114K ﹤0.01%
+14,951
New +$110K
OCUL icon
1891
Ocular Therapeutix
OCUL
$1.9B
$109K ﹤0.01%
+13,023
New +$101K
CLD
1892
DELISTED
Cloud Peak Energy Inc
CLD
$103K ﹤0.01%
+18,389
New +$111K
PACB icon
1893
Pacific Biosciences
PACB
$429M
$101K ﹤0.01%
+26,600
New +$193K
BBG
1894
DELISTED
Bill Barrett Corp
BBG
$101K ﹤0.01%
+14,468
New +$92.4K
VG
1895
DELISTED
Vonage Holdings Corporation
VG
$101K ﹤0.01%
+14,848
New +$98.2K
AHT
1896
Ashford Hospitality Trust
AHT
$21M
$96K ﹤0.01%
+12
New +$78.4K
SIRI icon
1897
SiriusXM
SIRI
$10.5B
$93K ﹤0.01%
2,093
+1,013
+94% +$44.1K
SPPI
1898
DELISTED
Spectrum Pharmaceuticals Inc
SPPI
$89K ﹤0.01%
+20,009
New +$83.9K
EGLT
1899
DELISTED
Egalet Corporation
EGLT
$89K ﹤0.01%
+11,666
New +$85.4K
CMRX
1900
DELISTED
Chimerix, Inc.
CMRX
$85K ﹤0.01%
+18,552
New +$87.6K
74 75
76
77 78

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q4 2016 Portfolio in Review

As of Q4 2016, Paloma Partners held 2,326 positions worth $10.2B, up 28% from $7.99B the previous quarter. Its ten largest holdings account for 42% of the portfolio.

Paloma Partners deployed $1.91B of net new capital in Q4 2016, opening 523 new positions and adding to 761 existing holdings. Its largest new stake was NXP Semiconductors: 253,000 shares worth $24.8M.

By sector, the portfolio is most concentrated in Consumer Discretionary at 4.5% of assets, up from 3.4% a quarter earlier, followed by Industrials and Financials.

On the sell side, the largest reduction was KLA, an estimated $30.4M trimmed.

  • Paloma Partners's largest Q4 2016 buy was NXP Semiconductors: 253,000 shares worth $24.8M.
  • Paloma Partners added most to Biogen in Q4 2016, an estimated $88.6M increase.
  • Paloma Partners's biggest Q4 2016 reduction was KLA, cutting an estimated $30.4M.
  • Paloma Partners fully exited St Jude Medical in Q4 2016, selling an estimated $13.5M.
  • Paloma Partners's ten largest holdings make up 42% of its $10.2B portfolio in Q4 2016.
  • Paloma Partners opened 523 new positions and closed 381 in Q4 2016.
  • Paloma Partners's portfolio value rose 28% quarter-over-quarter to $10.2B.

Based on Paloma Partners's 13F filing for Q4 2016, filed 14 Feb 2017.