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PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+9.53%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$6.66B
AUM Growth
+$1.84B
Cap. Flow
+$1.39B
Cap. Flow %
20.91%
Top 10 Hldgs %
29.78%
Holding
2,697
New
806
Increased
729
Reduced
554
Closed
597

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$88.5M
2
HP icon
Helmerich & Payne
HP
+$43.1M
3
WFC icon
Wells Fargo
WFC
+$42.7M
4
LQD icon
iShares iBoxx $ Investment Grade Corporate Bond ETF
LQD
+$35.7M
5
EEM icon
iShares MSCI Emerging Markets ETF
EEM
+$32.1M

Top Sells

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$245M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$70.1M
3
MET icon
MetLife
MET
+$43.5M
4
GD icon
General Dynamics
GD
+$43.2M
5
LHX icon
L3Harris
LHX
+$39.3M

Sector Composition

Rank Sector Weight
1 Financials 11.66%
2 Technology 9.01%
3 Consumer Discretionary 7.23%
4 Industrials 6.92%
5 Energy 5.07%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EFA icon
151
iShares MSCI EAFE ETF
EFA
$76.8B
$7.18M 0.11%
103,424
-50,424
-33% -$3.41M
DD icon
152
DuPont de Nemours
DD
$18.9B
$7.17M 0.11%
89,005
+78,963
+786% +$6.56M
EVRG icon
153
Evergy
EVRG
$19.8B
$7.16M 0.11%
110,064
-21,636
-16% -$1.38M
JBHT icon
154
JB Hunt Transport Services
JBHT
$26.4B
$7.13M 0.11%
61,082
+45,224
+285% +$5.2M
HSIC icon
155
Henry Schein
HSIC
$9.64B
$7.09M 0.11%
+106,228
New +$7.03M
MSFT icon
156
Microsoft
MSFT
$2.89T
$7.05M 0.11%
44,725
+36,199
+425% +$5.32M
HAS icon
157
Hasbro
HAS
$12.8B
$7.05M 0.11%
+66,782
New +$6.95M
GEN icon
158
Gen Digital
GEN
$16.1B
$7.02M 0.11%
275,042
-154,979
-36% -$3.79M
UGI icon
159
UGI
UGI
$7.91B
$6.91M 0.1%
153,044
+144,738
+1,743% +$6.63M
AVGO icon
160
Broadcom
AVGO
$1.82T
$6.88M 0.1%
217,860
+197,860
+989% +$6.01M
INTU icon
161
PUT
Intuit
INTU
$83.1B
$6.84M 0.1%
26,100
+24,900
+2,075% +$6.51M
BKNG icon
162
Booking.com
BKNG
$145B
$6.76M 0.1%
82,250
-99,950
-55% -$7.85M
AMP icon
163
Ameriprise Financial
AMP
$47.6B
$6.74M 0.1%
40,445
+34,546
+586% +$5.35M
ELV icon
164
Elevance Health
ELV
$82.1B
$6.73M 0.1%
22,269
+6,846
+44% +$1.88M
UNH icon
165
UnitedHealth
UNH
$379B
$6.71M 0.1%
22,829
+614
+3% +$161K
VTRS icon
166
Viatris
VTRS
$20.5B
$6.66M 0.1%
331,154
+309,555
+1,433% +$5.76M
COST icon
167
Costco
COST
$422B
$6.65M 0.1%
22,639
+12,345
+120% +$3.67M
QSR icon
168
Restaurant Brands International
QSR
$25.8B
$6.65M 0.1%
104,282
+55,069
+112% +$3.69M
CIT
169
DELISTED
CIT Group Inc.
CIT
$6.63M 0.1%
145,298
+128,025
+741% +$5.73M
EWZ icon
170
iShares MSCI Brazil ETF
EWZ
$9.08B
$6.63M 0.1%
139,674
-256,881
-65% -$11.2M
NTAP icon
171
NetApp
NTAP
$33.3B
$6.55M 0.1%
105,258
-13,242
-11% -$772K
HFRO
172
Highland Opportunities and Income Fund
HFRO
$403M
$6.49M 0.1%
+522,000
New +$6.28M
STX icon
173
Seagate
STX
$185B
$6.46M 0.1%
108,559
-24,813
-19% -$1.43M
VLO icon
174
PUT
Valero Energy
VLO
$90.5B
$6.43M 0.1%
+68,700
New +$6.49M
REGN icon
175
PUT
Regeneron Pharmaceuticals
REGN
$69.9B
$6.42M 0.1%
17,100
+6,300
+58% +$2.12M
5 6
7
8 9

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HIM
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MCA
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Paloma Partners's Q4 2019 Portfolio in Review

As of Q4 2019, Paloma Partners held 2,697 positions worth $6.66B, up 38% from $4.82B the previous quarter. Its ten largest holdings account for 30% of the portfolio.

Paloma Partners deployed $1.39B of net new capital in Q4 2019, opening 806 new positions and adding to 729 existing holdings. Its largest new stake was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, down from 12% a quarter earlier, followed by Technology and Consumer Discretionary.

On the sell side, the largest reduction was State Street Financial Select Sector SPDR ETF, an estimated $245M trimmed.

  • Paloma Partners's largest Q4 2019 buy was iShares iBoxx $ Investment Grade Corporate Bond ETF: 280,170 shares worth $35.9M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2019, an estimated $88.5M increase.
  • Paloma Partners's biggest Q4 2019 reduction was State Street Financial Select Sector SPDR ETF, cutting an estimated $245M.
  • Paloma Partners fully exited The Southern Company in Q4 2019, selling an estimated $12.4M.
  • Paloma Partners's ten largest holdings make up 30% of its $6.66B portfolio in Q4 2019.
  • Paloma Partners opened 806 new positions and closed 597 in Q4 2019.
  • Paloma Partners's portfolio value rose 38% quarter-over-quarter to $6.66B.

Based on Paloma Partners's 13F filing for Q4 2019, filed 14 Feb 2020.