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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AAL icon
151
American Airlines Group
AAL
$9.58B
$7.89M 0.11%
166,208
+48,063
+41% +$2.32M
TSLA icon
152
PUT
Tesla
TSLA
$1.24T
$7.88M 0.11%
346,500
+316,500
+1,055% +$7.3M
TT icon
153
Trane Technologies
TT
$106B
$7.88M 0.11%
88,355
+47,561
+117% +$4.21M
FXI icon
154
iShares China Large-Cap ETF
FXI
$4.31B
$7.84M 0.11%
178,024
+132,223
+289% +$5.67M
TMO icon
155
CALL
Thermo Fisher Scientific
TMO
$211B
$7.79M 0.11%
41,200
-25,300
-38% -$4.58M
COLB icon
156
Columbia Banking Systems
COLB
$8.81B
$7.76M 0.11%
184,202
+3,831
+2% +$148K
AXP icon
157
PUT
American Express
AXP
$223B
$7.72M 0.11%
85,400
+79,300
+1,300% +$6.82M
SBUX icon
158
Starbucks
SBUX
$118B
$7.7M 0.11%
143,428
+28,445
+25% +$1.58M
NRG icon
159
NRG Energy
NRG
$29.8B
$7.69M 0.11%
300,600
+178,924
+147% +$4.23M
GS icon
160
Goldman Sachs
GS
$313B
$7.69M 0.11%
32,406
-18,979
-37% -$4.28M
AABA
161
DELISTED
Altaba Inc
AABA
$7.65M 0.11%
115,443
-41,288
-26% -$2.53M
LEN icon
162
PUT
Lennar Class A
LEN
$20.4B
$7.64M 0.11%
152,016
+122,600
+417% +$6.11M
XLV icon
163
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$7.61M 0.1%
93,152
+88,652
+1,970% +$7.12M
EXPE icon
164
CALL
Expedia Group
EXPE
$31.2B
$7.56M 0.1%
52,500
– –
EXPE icon
165
PUT
Expedia Group
EXPE
$31.2B
$7.56M 0.1%
52,500
– –
MA icon
166
Mastercard
MA
$477B
$7.49M 0.1%
53,066
+26,100
+97% +$3.45M
ABBV icon
167
CALL
AbbVie
ABBV
$458B
$7.46M 0.1%
84,000
– –
NXPI icon
168
NXP Semiconductors
NXPI
$68B
$7.43M 0.1%
65,742
+55,742
+557% +$6.22M
PRU icon
169
CALL
Prudential Financial
PRU
$41.7B
$7.39M 0.1%
69,500
-4,500
-6% -$481K
INTC icon
170
PUT
Intel
INTC
$466B
$7.38M 0.1%
193,800
-285,600
-60% -$10.2M
VST icon
171
Vistra
VST
$55.1B
$7.37M 0.1%
394,090
+207,447
+111% +$3.57M
PYPL icon
172
PUT
PayPal
PYPL
$49.5B
$7.26M 0.1%
113,400
+45,800
+68% +$2.74M
EWC icon
173
PUT
iShares MSCI Canada ETF
EWC
$6.04B
$7.24M 0.1%
+250,000
New +$6.96M
GXP
174
DELISTED
Great Plains Energy Incorporated
GXP
$7.18M 0.1%
+237,089
New +$7.26M
XOM icon
175
CALL
ExxonMobil
XOM
$651B
$7.17M 0.1%
87,500
+35,000
+67% +$2.78M
5 6
7
8 9

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NIEF
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HIM
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MCA
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OA
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BWP
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MC
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.