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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OMC icon
151
Omnicom Group
OMC
$22.7B
$2.68M 0.12%
+38,964
New +$2.78M
VRTX icon
152
Vertex Pharmaceuticals
VRTX
$121B
$2.64M 0.12%
23,536
-3,513
-13% -$334K
BRCM
153
DELISTED
BROADCOM CORP CL-A
BRCM
$2.61M 0.12%
64,555
+37,615
+140% +$1.46M
VMEM
154
DELISTED
VIOLIN MEMORY, INC.
VMEM
$2.6M 0.12%
133,373
-93,552
-41% -$1.56M
STT icon
155
State Street
STT
$50.9B
$2.58M 0.12%
+35,056
New +$2.5M
TECH icon
156
Bio-Techne
TECH
$11.2B
$2.53M 0.12%
108,288
+92,288
+577% +$2.16M
BRSL
157
Brightstar Lottery PLC
BRSL
$1.91B
$2.53M 0.12%
150,000
-159,900
-52% -$2.66M
WAC
158
DELISTED
Walter Investment Mgt Corp
WAC
$2.5M 0.11%
113,836
– –
PHYS icon
159
Sprott Physical Gold
PHYS
$14.6B
$2.49M 0.11%
250,000
-25,000
-9% -$265K
OABC
160
DELISTED
OMNIAMERICAN BANCORP INC COM STK (TX)
OABC
$2.47M 0.11%
95,000
– –
HBI
161
DELISTED
Hanesbrands
HBI
$2.45M 0.11%
+91,200
New +$2.32M
ENVE
162
DELISTED
ENVENTIS CORP COM STK
ENVE
$2.44M 0.11%
134,300
+108,193
+414% +$1.84M
DOC icon
163
Healthpeak Properties
DOC
$15.4B
$2.43M 0.11%
+67,093
New +$2.54M
BHI
164
DELISTED
Baker Hughes
BHI
$2.4M 0.11%
+36,936
New +$2.58M
MON
165
DELISTED
Monsanto Co
MON
$2.4M 0.11%
21,333
+13,600
+176% +$1.59M
HNT
166
DELISTED
HEALTH NET INC
HNT
$2.4M 0.11%
+51,980
New +$2.31M
CACQ
167
DELISTED
Caesars Acquisition Company
CACQ
$2.39M 0.11%
252,700
+52,700
+26% +$584K
AMP icon
168
Ameriprise Financial
AMP
$46.8B
$2.38M 0.11%
+19,276
New +$2.37M
POT
169
DELISTED
Potash Corp Of Saskatchewan
POT
$2.36M 0.11%
68,171
+48,759
+251% +$1.73M
SWKS icon
170
Skyworks Solutions
SWKS
$9.06B
$2.36M 0.11%
+40,657
New +$2.17M
KMB icon
171
Kimberly-Clark
KMB
$36.4B
$2.34M 0.11%
22,712
+9,607
+73% +$1M
BEN icon
172
Franklin Resources
BEN
$16.9B
$2.32M 0.11%
42,406
+22,295
+111% +$1.25M
XLE icon
173
State Street Energy Select Sector SPDR ETF
XLE
$39.5B
$2.31M 0.11%
+51,082
New +$2.47M
TRI icon
174
Thomson Reuters
TRI
$39.4B
$2.3M 0.11%
54,348
+13,840
+34% +$599K
SIG icon
175
Signet Jewelers
SIG
$3.55B
$2.29M 0.11%
+20,142
New +$2.23M
5 6
7
8 9

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.