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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BECN
1701
DELISTED
Beacon Roofing Supply, Inc.
BECN
$231K ﹤0.01%
+5,494
New +$250K
EXP icon
1702
Eagle Materials
EXP
$6.49B
$230K ﹤0.01%
2,977
-10,526
-78% -$845K
LE icon
1703
Lands' End
LE
$378M
$229K ﹤0.01%
15,831
+3,576
+29% +$59.2K
TLRD
1704
DELISTED
Tailored Brands, Inc.
TLRD
$227K ﹤0.01%
+14,462
New +$211K
FOE
1705
DELISTED
Ferro Corporation
FOE
$226K ﹤0.01%
16,325
-23,781
-59% -$314K
TCRT icon
1706
Alaunos Therapeutics
TCRT
$4.64M
$225K ﹤0.01%
267
+196
+276% +$158K
CYNA
1707
DELISTED
CYNAPSUS THERAPEUTICS INC COM PAR NO PAR (CANADA)
CYNA
$225K ﹤0.01%
+5,600
New +$138K
SNBR
1708
DELISTED
Sleep Number
SNBR
$224K ﹤0.01%
10,361
-21,325
-67% -$525K
WIW
1709
Western Asset Inflation-Linked Opportunities & Income Fund
WIW
$506M
$224K ﹤0.01%
+20,000
New +$224K
ITG
1710
DELISTED
Investment Technology Group Inc
ITG
$224K ﹤0.01%
13,067
+956
+8% +$15.8K
MTZ icon
1711
MasTec
MTZ
$22.7B
$222K ﹤0.01%
+7,461
New +$205K
VNO icon
1712
Vornado Realty Trust
VNO
$7.65B
$222K ﹤0.01%
2,721
-31,760
-92% -$2.63M
PERY
1713
DELISTED
Perry Ellis International Inc
PERY
$222K ﹤0.01%
+11,501
New +$233K
STLD icon
1714
Steel Dynamics
STLD
$36.4B
$221K ﹤0.01%
8,850
-116,293
-93% -$2.97M
CFFN icon
1715
Capitol Federal Financial
CFFN
$1.09B
$220K ﹤0.01%
15,691
-19,978
-56% -$282K
IART icon
1716
Integra LifeSciences
IART
$1.28B
$218K ﹤0.01%
5,294
-2,106
-28% -$88.2K
UN
1717
DELISTED
Unilever NV New York Registry Shares
UN
$218K ﹤0.01%
+4,732
New +$218K
EPR icon
1718
EPR Properties
EPR
$4.89B
$217K ﹤0.01%
2,755
-86,765
-97% -$6.93M
ETD icon
1719
Ethan Allen Interiors
ETD
$600M
$217K ﹤0.01%
6,920
-3,586
-34% -$122K
AUY
1720
DELISTED
Yamana Gold, Inc.
AUY
$217K ﹤0.01%
50,320
-125,658
-71% -$647K
EFOR
1721
Everforth Inc
EFOR
$960M
$216K ﹤0.01%
5,951
-781
-12% -$29.1K
VRTV
1722
DELISTED
VERITIV CORPORATION
VRTV
$216K ﹤0.01%
+4,314
New +$199K
HRG
1723
DELISTED
HRG Group, Inc.
HRG
$215K ﹤0.01%
13,720
-1,124
-8% -$17K
EGBN icon
1724
Eagle Bancorp
EGBN
$850M
$214K ﹤0.01%
+4,323
New +$217K
EMBJ
1725
Embraer S.A. ADS
EMBJ
$12B
$214K ﹤0.01%
12,419
-34,909
-74% -$671K
67 68
69
70 71

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.