We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAY
1676
PUT
DELISTED
Verifone Systems Inc
PAY
$379K 0.01%
+18,700
New +$365K
PENN icon
1677
PENN Entertainment
PENN
$2.82B
$378K 0.01%
+16,148
New +$346K
EDR
1678
DELISTED
Education Realty Trust Inc
EDR
$378K 0.01%
+10,518
New +$403K
LSXMK
1679
DELISTED
Liberty Media Corporation Series C Liberty SiriusXM Common Stock
LSXMK
$377K 0.01%
11,809
-405,971
-97% -$13.2M
AIR icon
1680
AAR Corp
AIR
$5.62B
$375K 0.01%
9,923
+2,823
+40% +$102K
SFM icon
1681
CALL
Sprouts Farmers Market
SFM
$7.31B
$375K 0.01%
20,000
+1,900
+10% +$42.1K
CARS icon
1682
Cars.com
CARS
$705M
$374K 0.01%
+14,054
New +$357K
PLXS icon
1683
Plexus
PLXS
$6.69B
$373K 0.01%
+6,642
New +$350K
TVTY
1684
DELISTED
Tivity Health, Inc. Common Stock
TVTY
$372K 0.01%
9,113
+494
+6% +$19.1K
KN icon
1685
Knowles
KN
$3.07B
$370K 0.01%
+24,262
New +$373K
ALOG
1686
DELISTED
Analogic Corp
ALOG
$370K 0.01%
4,423
-977
-18% -$71.2K
OKSB
1687
DELISTED
Southwest Bancorp Inc/OK
OKSB
$370K 0.01%
13,440
+3,146
+31% +$80.8K
MRCY icon
1688
Mercury Systems
MRCY
$5.97B
$369K 0.01%
+7,108
New +$328K
PFG icon
1689
Principal Financial Group
PFG
$24.6B
$368K 0.01%
5,722
-33,062
-85% -$2.13M
ETFC
1690
DELISTED
E*Trade Financial Corporation
ETFC
$368K 0.01%
8,445
-18,837
-69% -$765K
TRCO
1691
DELISTED
TRIBUNE MEDIA COMPANY CLASS A
TRCO
$368K 0.01%
9,002
-4,198
-32% -$171K
MELI icon
1692
Mercado Libre
MELI
$94.4B
$366K 0.01%
+1,412
New +$374K
CXW icon
1693
CoreCivic
CXW
$3.03B
$365K 0.01%
+13,608
New +$362K
GOLF icon
1694
Acushnet Holdings
GOLF
$6.05B
$364K 0.01%
+20,482
New +$362K
SKX
1695
PUT
DELISTED
Skechers
SKX
$364K 0.01%
14,500
-71,900
-83% -$1.96M
WST icon
1696
West Pharmaceutical
WST
$23.7B
$362K 0.01%
3,765
-9,807
-72% -$887K
FIZZ icon
1697
National Beverage
FIZZ
$3.05B
$361K 0.01%
+5,820
New +$323K
URI icon
1698
CALL
United Rentals
URI
$67.9B
$361K 0.01%
2,600
-13,700
-84% -$1.64M
SPB icon
1699
CALL
Spectrum Brands
SPB
$2.08B
$360K ﹤0.01%
+3,400
New +$382K
VMW
1700
CALL
DELISTED
VMware, Inc
VMW
$360K ﹤0.01%
+3,300
New +$326K
66 67
68
69 70

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.