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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+5.02%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$3.78B
AUM Growth
-$541M
Cap. Flow
-$699M
Cap. Flow %
-18.5%
Top 10 Hldgs %
26.03%
Holding
2,134
New
570
Increased
494
Reduced
496
Closed
467

Top Buys

Rank Stock Value
1
AGN
Allergan plc
AGN
+$28.7M
2
FXE icon
Invesco CurrencyShares Euro Currency Trust
FXE
+$23.2M
3
BIIB icon
Biogen
BIIB
+$20.8M
4
NKE icon
Nike
NKE
+$18.3M
5
IBM icon
IBM
IBM
+$17.2M

Top Sells

Rank Stock Value
1
SIAL
SIGMA - ALDRICH CORP
SIAL
+$48.6M
2
JPM icon
JPMorgan Chase
JPM
+$47.9M
3
REGN icon
Regeneron Pharmaceuticals
REGN
+$46.2M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.6M
5
KIM icon
Kimco Realty
KIM
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 6.62%
2 Industrials 6.54%
3 Financials 6.19%
4 Technology 6.15%
5 Consumer Discretionary 5.62%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MITK icon
1626
Mitek Systems
MITK
$762M
$56K ﹤0.01%
+13,661
New +$54.9K
OCLR
1627
DELISTED
Oclaro Inc.
OCLR
$55K ﹤0.01%
+15,843
New +$49.5K
IAG icon
1628
IAMGOLD
IAG
$8.22B
$54K ﹤0.01%
+38,049
New +$62.2K
PLUG icon
1629
Plug Power
PLUG
$2.75B
$54K ﹤0.01%
+25,600
New +$56.3K
NPKI
1630
NPK International
NPKI
$1.1B
$54K ﹤0.01%
+10,271
New +$59.3K
TWI icon
1631
Titan International
TWI
$528M
$53K ﹤0.01%
13,544
-13,502
-50% -$74K
GIG
1632
DELISTED
GigPeak, Inc.
GIG
$53K ﹤0.01%
+17,277
New +$42.4K
NSU
1633
DELISTED
Nevsun Resources Ltd.
NSU
$53K ﹤0.01%
+19,423
New +$55.3K
CPRX
1634
DELISTED
Catalyst Pharmaceutical
CPRX
$50K ﹤0.01%
+20,372
New +$58.3K
ZINC
1635
DELISTED
HORSEHEAD HLDG CORP COM STK (DE)
ZINC
$50K ﹤0.01%
+24,222
New +$67.2K
HHS icon
1636
Harte-Hanks
HHS
$17.1M
$49K ﹤0.01%
1,502
+34
+2% +$1.27K
PES
1637
DELISTED
Pioneer Energy Services Corp.
PES
$49K ﹤0.01%
22,634
-2,166
-9% -$5.59K
SIXD
1638
DELISTED
6D Global Technologies Inc
SIXD
$49K ﹤0.01%
17,051
– –
PCO
1639
DELISTED
Pendrell Corporation - Class A
PCO
$48K ﹤0.01%
+96
New +$60.3K
AMD icon
1640
Advanced Micro Devices
AMD
$744B
$47K ﹤0.01%
+16,500
New +$36.9K
JONE
1641
DELISTED
Jones Energy, Inc.
JONE
$46K ﹤0.01%
+653
New +$58.6K
PTX
1642
DELISTED
Pernix Therapeutics Holdings, Inc.
PTX
$45K ﹤0.01%
+1,538
New +$46.5K
TLPH icon
1643
Talphera
TLPH
$65.9M
$43K ﹤0.01%
+559
New +$48K
CLD
1644
DELISTED
Cloud Peak Energy Inc
CLD
$40K ﹤0.01%
+19,286
New +$54.3K
CC icon
1645
PUT
Chemours
CC
$2.57B
$39K ﹤0.01%
+175,000
New +$1.12M
XOMA
1646
DELISTED
Xoma
XOMA
$39K ﹤0.01%
+1,480
New +$37.8K
PGH
1647
DELISTED
Pengrowth Energy Corporation
PGH
$39K ﹤0.01%
+52,307
New +$47K
QLTI
1648
DELISTED
QLT Inc
QLTI
$36K ﹤0.01%
+13,416
New +$37.8K
BAS
1649
DELISTED
Basis Energy Services, Inc.
BAS
$33K ﹤0.01%
+22
New +$45.6K
SID icon
1650
Companhia Siderúrgica Nacional
SID
$1.46B
$29K ﹤0.01%
+30,139
New +$37K
64 65
66
67 68

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2015 Portfolio in Review

As of Q4 2015, Paloma Partners held 2,134 positions worth $3.78B, down 13% from $4.32B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $699M in Q4 2015, closing 467 positions and reducing 496 holdings. Its most notable exit was SIGMA - ALDRICH CORP, an estimated $48.6M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 6.6% of assets, up from 5.8% a quarter earlier, followed by Industrials and Financials.

Against the trend, Paloma Partners opened a new position in Allergan plc worth $30.1M.

  • Paloma Partners's largest Q4 2015 buy was Allergan plc: 96,344 shares worth $30.1M.
  • Paloma Partners added most to Biogen in Q4 2015, an estimated $20.8M increase.
  • Paloma Partners's biggest Q4 2015 reduction was Regeneron Pharmaceuticals, cutting an estimated $46.2M.
  • Paloma Partners fully exited SIGMA - ALDRICH CORP in Q4 2015, selling an estimated $48.6M.
  • Paloma Partners's ten largest holdings make up 26% of its $3.78B portfolio in Q4 2015.
  • Paloma Partners opened 570 new positions and closed 467 in Q4 2015.
  • Paloma Partners's portfolio value fell 13% quarter-over-quarter to $3.78B.

Based on Paloma Partners's 13F filing for Q4 2015, filed 16 Feb 2016.