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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-12.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$3.27B
AUM Growth
-$2.23B
Cap. Flow
-$1.59B
Cap. Flow %
-48.72%
Top 10 Hldgs %
31.35%
Holding
2,012
New
555
Increased
282
Reduced
355
Closed
799

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$117M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$80M
3
FXI icon
iShares China Large-Cap ETF
FXI
+$45.3M
4
AVGO icon
Broadcom
AVGO
+$30.7M
5
CHAP
Chaparral Energy, Inc.
CHAP
+$27.1M

Top Sells

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$360M
2
UNP icon
Union Pacific
UNP
+$47.4M
3
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$41M
4
CMCSA icon
Comcast
CMCSA
+$40.6M
5
DIS icon
Walt Disney
DIS
+$39.1M

Sector Composition

Rank Sector Weight
1 Technology 9.63%
2 Financials 8.31%
3 Healthcare 5.75%
4 Industrials 4.11%
5 Consumer Discretionary 4.06%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NAK
1601
Northern Dynasty Minerals
NAK
$818M
– –
-46,737
Closed -$26K
NBHC icon
1602
National Bank Holdings
NBHC
$1.9B
– –
-20,362
Closed -$767K
NBIX icon
1603
Neurocrine Biosciences
NBIX
$18.4B
– –
-24,345
Closed -$2.99M
NBR icon
1604
Nabors Industries
NBR
$1.12B
– –
-3,493
Closed -$1.07M
NCLH icon
1605
PUT
Norwegian Cruise Line
NCLH
$9.74B
– –
-19,000
Closed -$1.09M
NDAQ icon
1606
Nasdaq
NDAQ
$53.7B
– –
-85,893
Closed -$2.46M
NEE icon
1607
CALL
NextEra Energy
NEE
$186B
– –
-77,200
Closed -$3.23M
NEE icon
1608
PUT
NextEra Energy
NEE
$186B
– –
-55,600
Closed -$2.33M
NEM icon
1609
CALL
Newmont
NEM
$96.4B
– –
-217,900
Closed -$6.58M
NEM icon
1610
PUT
Newmont
NEM
$96.4B
– –
-99,100
Closed -$2.99M
NGVT icon
1611
Ingevity
NGVT
$2.59B
– –
-2,680
Closed -$273K
NKTR icon
1612
CALL
Nektar Therapeutics
NKTR
$2.39B
– –
-927
Closed -$847K
NKTR icon
1613
Nektar Therapeutics
NKTR
$2.39B
– –
-1,968
Closed -$1.8M
NKTR icon
1614
PUT
Nektar Therapeutics
NKTR
$2.39B
– –
-653
Closed -$597K
NMRK icon
1615
Newmark Group
NMRK
$2.87B
– –
-82,900
Closed -$928K
NOC icon
1616
CALL
Northrop Grumman
NOC
$78B
– –
-19,400
Closed -$6.16M
NOC icon
1617
PUT
Northrop Grumman
NOC
$78B
– –
-30,500
Closed -$9.68M
NRG icon
1618
NRG Energy
NRG
$26.9B
– –
-29,124
Closed -$1.09M
NTNX icon
1619
Nutanix
NTNX
$16B
– –
-15,165
Closed -$647K
NUE icon
1620
CALL
Nucor
NUE
$60.5B
– –
-5,000
Closed -$317K
NUE icon
1621
PUT
Nucor
NUE
$60.5B
– –
-5,000
Closed -$317K
NUS icon
1622
Nu Skin
NUS
$255M
– –
-4,316
Closed -$356K
NVR icon
1623
NVR
NVR
$17.4B
– –
-100
Closed -$248K
NWSA icon
1624
News Corp Class A
NWSA
$15.3B
– –
-114,341
Closed -$1.51M
NXPI icon
1625
CALL
NXP Semiconductors
NXPI
$65.4B
– –
-20,000
Closed -$1.71M
63 64
65
66 67

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q4 2018 Portfolio in Review

As of Q4 2018, Paloma Partners held 2,012 positions worth $3.27B, down 41% from $5.5B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.59B in Q4 2018, closing 799 positions and reducing 355 holdings. Its most notable exit was Andeavor, an estimated $360M position sold in full.

By sector, the portfolio is most concentrated in Technology at 9.6% of assets, up from 8.3% a quarter earlier, followed by Financials and Healthcare.

Against the trend, Paloma Partners opened a new position in Chaparral Energy, Inc. worth $10.5M.

  • Paloma Partners's largest Q4 2018 buy was Chaparral Energy, Inc.: 2,131,177 shares worth $10.5M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2018, an estimated $117M increase.
  • Paloma Partners's biggest Q4 2018 reduction was Union Pacific, cutting an estimated $47.4M.
  • Paloma Partners fully exited Andeavor in Q4 2018, selling an estimated $360M.
  • Paloma Partners's ten largest holdings make up 31% of its $3.27B portfolio in Q4 2018.
  • Paloma Partners opened 555 new positions and closed 799 in Q4 2018.
  • Paloma Partners's portfolio value fell 41% quarter-over-quarter to $3.27B.

Based on Paloma Partners's 13F filing for Q4 2018, filed 14 Feb 2019.