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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
IO
1551
DELISTED
ION Geophysical Corporation
IO
$27K ﹤0.01%
4,646
+2,331
+101% +$24.6K
GCVRZ
1552
DELISTED
Sanofi Contingent Value Rights
GCVRZ
$19K ﹤0.01%
100,000
– –
WYY icon
1553
WidePoint Corp
WYY
$99.6M
$15K ﹤0.01%
+1,760
New +$26.1K
CDTI
1554
DELISTED
CDTI Advanced Materials, Inc. Common Stock
CDTI
$15K ﹤0.01%
+404
New +$16.8K
C.WS.B
1555
DELISTED
CITIGROUP INC WTS EXP (10/28/2018) (DE)
C.WS.B
$9K ﹤0.01%
1,000,000
– –
AAON icon
1556
Aaon
AAON
$7.68B
– –
-19,265
Closed -$289K
ACAD icon
1557
Acadia Pharmaceuticals
ACAD
$4.45B
– –
-7,400
Closed -$310K
ACHC icon
1558
Acadia Healthcare
ACHC
$3.01B
– –
-104,850
Closed -$8.21M
ACIW icon
1559
ACI Worldwide
ACIW
$6.1B
– –
-18,650
Closed -$458K
ACM icon
1560
Aecom
ACM
$9.57B
– –
-29,584
Closed -$979K
ACRE
1561
Ares Commercial Real Estate
ACRE
$256M
– –
-11,003
Closed -$125K
ACTG icon
1562
Acacia Research
ACTG
$447M
– –
-12,800
Closed -$113K
ADI icon
1563
Analog Devices
ADI
$178B
– –
-76,315
Closed -$4.9M
ADP icon
1564
Automatic Data Processing
ADP
$106B
– –
-57,931
Closed -$4.65M
ADTN icon
1565
Adtran
ADTN
$730M
– –
-22,894
Closed -$372K
AGIO icon
1566
Agios Pharmaceuticals
AGIO
$2.14B
– –
-28,750
Closed -$3.19M
AHT
1567
Ashford Hospitality Trust
AHT
$20.9M
– –
-43
Closed -$359K
AIT icon
1568
Applied Industrial Technologies
AIT
$12.9B
– –
-50,723
Closed -$2.01M
ALEX
1569
DELISTED
Alexander & Baldwin
ALEX
– –
-20,743
Closed -$816K
ALGN icon
1570
Align Technology
ALGN
$12.6B
– –
-38,111
Closed -$2.39M
ALLE icon
1571
Allegion
ALLE
$13.7B
– –
-8,082
Closed -$486K
AMAT icon
1572
PUT
Applied Materials
AMAT
$378B
– –
-20,000
Closed -$384K
AMH icon
1573
American Homes 4 Rent
AMH
$12.2B
– –
-65,083
Closed -$1.04M
AMKR icon
1574
Amkor Technology
AMKR
$11.3B
– –
-33,729
Closed -$202K
AMP icon
1575
Ameriprise Financial
AMP
$48.3B
– –
-13,920
Closed -$1.74M
61 62
63
64 65

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.