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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HSH
1551
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-383,549
Closed -$23.9M
HSH
1552
PUT
DELISTED
HILLSHIRE BRANDS CO
HSH
– –
-20,400
Closed -$1.27M
UNS
1553
DELISTED
UNS ENERGY CORP COM
UNS
– –
-304,554
Closed -$18.4M
QCOR
1554
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-138,411
Closed -$12.8M
PLXT
1555
DELISTED
PLX TECHNOLOGY INC
PLXT
– –
-25,268
Closed -$163K
IDIX
1556
DELISTED
IDENIX PHARMACEUTICALS INC
IDIX
– –
-10,000
Closed -$241K
STRZA
1557
DELISTED
Starz - Series A
STRZA
– –
-46,977
Closed -$1.4M
ESC
1558
DELISTED
EMERITUS CORP
ESC
– –
-70,680
Closed -$2.24M
OPEN
1559
DELISTED
OPENTABLE,INC COMMON STOCK
OPEN
– –
-75,000
Closed -$7.77M
FIO
1560
DELISTED
FUSION-IO INC COM
FIO
– –
-106,500
Closed -$1.2M
AMAP
1561
DELISTED
AUTONAVI HLDGS LTD SPON ADR (CYM)
AMAP
– –
-220,000
Closed -$4.6M
BODY
1562
DELISTED
BODY CENTRAL CORP COM STK
BODY
– –
-71,176
Closed -$63K
TXI
1563
DELISTED
TEXAS INDUSTRIES INC
TXI
– –
-12,691
Closed -$1.17M
FRX
1564
DELISTED
FOREST LABORATORIES INC
FRX
– –
-367,844
Closed -$36.4M
SWSH
1565
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
– –
-48,254
Closed -$207K
ASCMA
1566
DELISTED
Ascent Capital Group, Inc. Series A
ASCMA
– –
-3,105
Closed -$205K
CTIC
1567
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-2,663
Closed -$75K
EXXI
1568
DELISTED
ENERGY XXI LTD COM SHS
EXXI
– –
-75,000
Closed -$1.77M
ATVI
1569
PUT
DELISTED
Activision Blizzard
ATVI
– –
-12,100
Closed -$270K
BIND
1570
DELISTED
BIND THERAPEUTICS INC
BIND
– –
-22,685
Closed -$299K
AAWW
1571
DELISTED
Atlas Air Worldwide Holdings, Inc.
AAWW
– –
-5,868
Closed -$216K
UFS
1572
DELISTED
DOMTAR CORPORATION (New)
UFS
– –
-11,000
Closed -$471K
CMO
1573
DELISTED
Capstead Mortgage Corp.
CMO
– –
-17,527
Closed -$231K
MTSC
1574
DELISTED
MTS Systems Corp
MTSC
– –
-4,384
Closed -$297K
CELG
1575
DELISTED
Celgene Corp
CELG
– –
-49,044
Closed -$4.21M
60 61 62
63
64

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.