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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
-6.62%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.32B
AUM Growth
-$874M
Cap. Flow
-$483M
Cap. Flow %
-11.17%
Top 10 Hldgs %
33.23%
Holding
2,321
New
564
Increased
448
Reduced
519
Closed
747

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$59.6M
2
REGN icon
Regeneron Pharmaceuticals
REGN
+$48.6M
3
JPM icon
JPMorgan Chase
JPM
+$37.6M
4
TRAK
DEALERTRACK TECHNOLOGIES, INC. COM STK
TRAK
+$31.2M
5
KIM icon
Kimco Realty
KIM
+$24.5M

Top Sells

Rank Stock Value
1
DRC
DRESSER-RAND GROUP INC
DRC
+$86.5M
2
DTV
DIRECTV COM STK (DE)
DTV
+$46.6M
3
PFE icon
Pfizer
PFE
+$41.7M
4
KRFT
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
+$38.7M
5
RKT
ROCK-TENN COMPANY CL-A
RKT
+$26.9M

Sector Composition

Rank Sector Weight
1 Healthcare 5.85%
2 Financials 5.81%
3 Industrials 5.1%
4 Consumer Discretionary 3.72%
5 Technology 3.1%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CORT icon
1526
Corcept Therapeutics
CORT
$9.98B
$58K ﹤0.01%
+15,225
New +$77.3K
HL icon
1527
Hecla Mining
HL
$9.49B
$58K ﹤0.01%
29,508
-8,892
-23% -$18.9K
CERS icon
1528
Cerus
CERS
$575M
$57K ﹤0.01%
12,600
+900
+8% +$4.66K
ANH
1529
DELISTED
Anworth Mortgage Asset Corporation
ANH
$56K ﹤0.01%
11,321
-6,579
-37% -$33.5K
NES
1530
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
$56K ﹤0.01%
+41,224
New +$113K
PVA
1531
DELISTED
PENN VIRGINIA CORP
PVA
$56K ﹤0.01%
+104,760
New +$160K
CLF icon
1532
Cleveland-Cliffs
CLF
$6.49B
$54K ﹤0.01%
+22,141
New +$70.6K
AST
1533
DELISTED
Asterias Biotherapeutics Inc. Series A
AST
$54K ﹤0.01%
+13,966
New +$64.1K
GTE icon
1534
Gran Tierra Energy
GTE
$236M
$53K ﹤0.01%
+2,466
New +$57.4K
HHS icon
1535
Harte-Hanks
HHS
$16.4M
$52K ﹤0.01%
+1,468
New +$66.2K
HLX icon
1536
Helix Energy Solutions
HLX
$1.34B
$52K ﹤0.01%
10,957
-168,233
-94% -$1.34M
OPCH icon
1537
Option Care Health
OPCH
$3.58B
$52K ﹤0.01%
+6,988
New +$70.6K
PES
1538
DELISTED
Pioneer Energy Services Corp.
PES
$52K ﹤0.01%
24,800
-34,653
-58% -$118K
KMI.WS
1539
DELISTED
Kinder Morgan Inc
KMI.WS
$50K ﹤0.01%
55,000
– –
SIXD
1540
DELISTED
6D Global Technologies Inc
SIXD
$50K ﹤0.01%
+17,051
New +$80.5K
NG icon
1541
NovaGold Resources
NG
$2.54B
$49K ﹤0.01%
+13,600
New +$45.9K
RVSB icon
1542
Riverview Bancorp
RVSB
$107M
$48K ﹤0.01%
+10,189
New +$44.1K
PKD
1543
DELISTED
Parker Drilling Company
PKD
$47K ﹤0.01%
1,193
-1,845
-61% -$77.9K
SNMX
1544
DELISTED
Senomyx, Inc.
SNMX
$45K ﹤0.01%
+10,143
New +$60.4K
VEON icon
1545
VEON
VEON
$3.5B
$44K ﹤0.01%
+426
New +$53.2K
SGI
1546
DELISTED
Silicon Graphics Intl.
SGI
$44K ﹤0.01%
+11,205
New +$55.7K
PXLW icon
1547
Pixelworks
PXLW
$37.2M
$43K ﹤0.01%
+991
New +$59K
KERX
1548
DELISTED
Keryx Biopharmaceuticals Inc
KERX
$40K ﹤0.01%
+11,274
New +$75.5K
XCO
1549
DELISTED
Exco Resources
XCO
$36K ﹤0.01%
+3,186
New +$35.2K
DNR
1550
DELISTED
Denbury Resources, Inc.
DNR
$34K ﹤0.01%
13,852
-17,608
-56% -$68.1K
60 61
62
63 64

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2015 Portfolio in Review

As of Q3 2015, Paloma Partners held 2,321 positions worth $4.32B, down 17% from $5.19B the previous quarter. Its ten largest holdings account for 33% of the portfolio.

Paloma Partners withdrew a net $483M in Q3 2015, closing 747 positions and reducing 519 holdings. Its most notable exit was DRESSER-RAND GROUP INC, an estimated $86.5M position sold in full.

By sector, the portfolio is most concentrated in Healthcare at 5.8% of assets, down from 7.1% a quarter earlier, followed by Financials and Industrials.

Against the trend, Paloma Partners opened a new position in DEALERTRACK TECHNOLOGIES, INC. COM STK worth $31.6M.

  • Paloma Partners's largest Q3 2015 buy was DEALERTRACK TECHNOLOGIES, INC. COM STK: 500,000 shares worth $31.6M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2015, an estimated $59.6M increase.
  • Paloma Partners's biggest Q3 2015 reduction was Pfizer, cutting an estimated $41.7M.
  • Paloma Partners fully exited DRESSER-RAND GROUP INC in Q3 2015, selling an estimated $86.5M.
  • Paloma Partners's ten largest holdings make up 33% of its $4.32B portfolio in Q3 2015.
  • Paloma Partners opened 564 new positions and closed 747 in Q3 2015.
  • Paloma Partners's portfolio value fell 17% quarter-over-quarter to $4.32B.

Based on Paloma Partners's 13F filing for Q3 2015, filed 16 Nov 2015.