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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ANF icon
1501
Abercrombie & Fitch
ANF
$4.56B
– –
-26,060
Closed -$638K
ANSS
1502
DELISTED
Ansys
ANSS
– –
-2,143
Closed -$373K
AOS icon
1503
CALL
A.O. Smith
AOS
$8.55B
– –
-4,400
Closed -$260K
AP icon
1504
Ampco-Pittsburgh
AP
$163M
– –
-42,400
Closed -$435K
APA icon
1505
CALL
APA Corp
APA
$13B
– –
-25,100
Closed -$1.17M
APD icon
1506
CALL
Air Products & Chemicals
APD
$65.7B
– –
-1,900
Closed -$296K
APD icon
1507
Air Products & Chemicals
APD
$65.7B
– –
-6,406
Closed -$997K
APD icon
1508
PUT
Air Products & Chemicals
APD
$65.7B
– –
-1,900
Closed -$296K
APOG icon
1509
Apogee Enterprises
APOG
$832M
– –
-6,170
Closed -$297K
APTV icon
1510
CALL
Aptiv
APTV
$12.3B
– –
-5,200
Closed -$476K
APTV icon
1511
PUT
Aptiv
APTV
$12.3B
– –
-50,000
Closed -$4.58M
AQMS icon
1512
Aqua Metals
AQMS
$9.7M
– –
-516
Closed -$297K
ARE icon
1513
Alexandria Real Estate Equities
ARE
$9.38B
– –
-30,860
Closed -$3.89M
ASC icon
1514
Ardmore Shipping
ASC
$683M
– –
-54,630
Closed -$448K
ASTE icon
1515
Astec Industries
ASTE
$1.17B
– –
-4,864
Closed -$291K
AVD icon
1516
American Vanguard Corp
AVD
$68.7M
– –
-8,924
Closed -$205K
AVXL icon
1517
Anavex Life Sciences
AVXL
$232M
– –
-191,571
Closed -$502K
AWI icon
1518
Armstrong World Industries
AWI
$7.38B
– –
-6,600
Closed -$417K
AWK icon
1519
American Water Works
AWK
$27B
– –
-12,800
Closed -$1.09M
AXP icon
1520
CALL
American Express
AXP
$224B
– –
-16,400
Closed -$1.61M
AXP icon
1521
PUT
American Express
AXP
$224B
– –
-7,100
Closed -$696K
AXS icon
1522
AXIS Capital
AXS
$7.81B
– –
-11,340
Closed -$631K
AZN icon
1523
AstraZeneca
AZN
$269B
– –
-3,800
Closed -$267K
AZUL
1524
DELISTED
Azul
AZUL
– –
-15,934
Closed -$260K
BAC icon
1525
CALL
Bank of America
BAC
$429B
– –
-45,500
Closed -$1.28M
59 60
61
62 63

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.