PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.51B
AUM Growth
+$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,730
New
Increased
Reduced
Closed

Top Buys

1
+$345M
2
+$51.7M
3
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

1
+$50.9M
2
+$48.8M
3
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

1 Energy 15.08%
2 Technology 13.06%
3 Financials 12.55%
4 Industrials 10.51%
5 Communication Services 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1501
– –
-29,573
1502
– –
-20,352
1503
– –
-4,159
1504
– –
-10,000
1505
– –
-11,120
1506
– –
-22,799
1507
– –
-27,228
1508
– –
-119,899
1509
– –
0
1510
– –
-10,560
1511
– –
-10,778
1512
– –
-7,995
1513
– –
-216,199
1514
– –
-4,792
1515
– –
-12,149
1516
– –
-8,392
1517
– –
-5,638
1518
– –
-153,876
1519
– –
-1,346
1520
– –
0
1521
– –
-9,653
1522
– –
-10,062
1523
– –
-14,738
1524
– –
0
1525
– –
-18,700
59 60
61
62 63