PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$3.51B
AUM Growth
+$395M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,730
New
Increased
Reduced
Closed

Top Buys

1
+$345M
2
+$51.7M
3
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

1
+$50.9M
2
+$48.8M
3
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

1 Energy 15.08%
2 Technology 13.06%
3 Financials 12.55%
4 Industrials 10.51%
5 Communication Services 8.91%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1501
– –
-17,986
1502
– –
-1,600
1503
– –
-9,232
1504
– –
-24,495
1505
– –
-8,738
1506
– –
-22,454
1507
– –
-2,567
1508
– –
-40,512
1509
– –
-10,677
1510
– –
-6,667
1511
– –
-10,707
1512
– –
-42,720
1513
– –
-4,000
1514
– –
-8,800
1515
– –
-35,799
1516
– –
-10,868
1517
– –
-159,372
1518
– –
-9,000
1519
– –
-83,699
1520
– –
-6,210
1521
– –
-1,533,008
1522
– –
-2,680
1523
– –
-5,483
1524
– –
-10,029
1525
– –
-4,971
59 60
61
62 63