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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MRO
1501
DELISTED
Marathon Oil Corporation
MRO
$397K 0.01%
25,062
-31,052
-55% -$461K
NXGN
1502
DELISTED
NextGen Healthcare, Inc. Common Stock
NXGN
$397K 0.01%
35,156
+13,571
+63% +$163K
CPN
1503
DELISTED
Calpine Corporation
CPN
$396K 0.01%
31,323
-44,472
-59% -$599K
EBS icon
1504
Emergent Biosolutions
EBS
$381M
$395K ﹤0.01%
12,536
-25,439
-67% -$739K
PBR icon
1505
Petrobras
PBR
$117B
$394K ﹤0.01%
42,234
+7,381
+21% +$64.7K
QRVO icon
1506
Qorvo
QRVO
$7.89B
$394K ﹤0.01%
7,073
-20,442
-74% -$1.16M
KND
1507
DELISTED
Kindred Healthcare
KND
$393K ﹤0.01%
38,411
+1,544
+4% +$17.1K
ALV icon
1508
Autoliv
ALV
$8.91B
$392K ﹤0.01%
+5,091
New +$391K
RSTI
1509
DELISTED
Rofin-Sinar Technologies Inc
RSTI
$392K ﹤0.01%
+12,190
New +$390K
ILMN icon
1510
Illumina
ILMN
$29B
$390K ﹤0.01%
2,210
-15,130
-87% -$2.42M
UBS icon
1511
UBS Group
UBS
$169B
$387K ﹤0.01%
28,400
+12,621
+80% +$172K
NRG icon
1512
NRG Energy
NRG
$27.7B
$386K ﹤0.01%
34,471
-128,378
-79% -$1.67M
TILE icon
1513
Interface
TILE
$2B
$386K ﹤0.01%
23,099
+8,509
+58% +$142K
ORLY icon
1514
O'Reilly Automotive
ORLY
$76.9B
$384K ﹤0.01%
20,580
-144,645
-88% -$2.71M
VEEV icon
1515
Veeva Systems
VEEV
$32.4B
$384K ﹤0.01%
9,313
-37,226
-80% -$1.44M
MKSI icon
1516
MKS Inc
MKSI
$19.2B
$381K ﹤0.01%
+7,670
New +$362K
PFG icon
1517
Principal Financial Group
PFG
$23.9B
$381K ﹤0.01%
7,384
-61,736
-89% -$2.89M
WD icon
1518
Walker & Dunlop
WD
$1.7B
$381K ﹤0.01%
15,100
-2,400
-14% -$61K
GEO icon
1519
CALL
The GEO Group
GEO
$4.12B
$380K ﹤0.01%
+24,000
New +$453K
DO
1520
DELISTED
Diamond Offshore Drilling
DO
$380K ﹤0.01%
21,577
-35,779
-62% -$717K
LBRDA icon
1521
Liberty Broadband Class A
LBRDA
$4.59B
$379K ﹤0.01%
5,400
+1,510
+39% +$99.5K
TYL icon
1522
Tyler Technologies
TYL
$13.6B
$379K ﹤0.01%
2,211
-55,746
-96% -$9.29M
AWK icon
1523
American Water Works
AWK
$27B
$378K ﹤0.01%
5,054
-20,977
-81% -$1.64M
CRL icon
1524
Charles River Laboratories
CRL
$11.5B
$378K ﹤0.01%
4,538
-13,820
-75% -$1.16M
FTV icon
1525
Fortive
FTV
$19.5B
$378K ﹤0.01%
+11,795
New +$379K
59 60
61
62 63

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.