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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HELI
1501
DELISTED
CHC GROUP LTD SHS NEW (CYM)
HELI
– –
-428
Closed -$108K
CYBX
1502
DELISTED
CYBERONICS INC
CYBX
– –
-9,691
Closed -$606K
BTH
1503
DELISTED
BLYTH,INC
BTH
– –
-39,857
Closed -$310K
THOR
1504
DELISTED
THORATEC CORPORATION
THOR
– –
-7,964
Closed -$278K
APP
1505
DELISTED
AMERICAN APPAREL INC COM
APP
– –
-398,957
Closed -$359K
ZAZA
1506
DELISTED
ZAZA ENERGY CORP COM NEW
ZAZA
– –
-15,928
Closed -$140K
HNSN
1507
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-5,785
Closed -$76K
TECU
1508
DELISTED
TECUMSEH PRODUCTS COMPANY COMMON STOCK
TECU
– –
-79,616
Closed -$405K
PMFG
1509
DELISTED
PMFG INC COM STK (DE)
PMFG
– –
-89,889
Closed -$474K
IFT
1510
DELISTED
IMPERIAL HLDGS INC COM STK (FL)
IFT
– –
-74,298
Closed -$507K
PPO
1511
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-11,245
Closed -$537K
MCGC
1512
DELISTED
MCG CAP CORP
MCGC
– –
-306,664
Closed -$1.2M
GTI
1513
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-12,441
Closed -$130K
MCRL
1514
DELISTED
MICREL INC
MCRL
– –
-12,835
Closed -$145K
MRH
1515
DELISTED
MONTPELIER RE HOLDINGS LTD
MRH
– –
-14,082
Closed -$450K
SUSQ
1516
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
– –
-19,503
Closed -$206K
DTV
1517
CALL
DELISTED
DIRECTV COM STK (DE)
DTV
– –
-4,000
Closed -$340K
ACFN
1518
DELISTED
Acorn Energy Inc
ACFN
– –
-94,795
Closed -$224K
MWV
1519
DELISTED
MEADWESTVACO CORP
MWV
– –
-33,104
Closed -$1.47M
MDW
1520
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
– –
-480,525
Closed -$432K
CRRC
1521
DELISTED
COURIER CORP
CRRC
– –
-49,299
Closed -$736K
RVBD
1522
DELISTED
RIVERBED TECHNOLOGY, INC COM
RVBD
– –
-10,000
Closed -$206K
EVRY
1523
DELISTED
EVERYWARE GLOBAL INC COM STK (DE)
EVRY
– –
-39,729
Closed -$52K
RCPI
1524
DELISTED
ROCK CREEK PHARMACEUTICALS INC COM STK (DE)
RCPI
– –
-26,375
Closed -$389K
PENX
1525
DELISTED
PENFORD CORP
PENX
– –
-41,350
Closed -$531K
59 60
61
62 63

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.