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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
INFO
1476
DELISTED
IHS Markit Ltd. Common Shares
INFO
$540K 0.01%
12,261
-230
-2% -$10.6K
MAT icon
1477
Mattel
MAT
$4.49B
$536K 0.01%
34,640
+16,405
+90% +$293K
COR
1478
DELISTED
Coresite Realty Corporation
COR
$536K 0.01%
4,790
-53,925
-92% -$5.92M
DGI
1479
DELISTED
DigitalGlobe Inc.
DGI
$536K 0.01%
15,187
-35,913
-70% -$1.23M
LUMN icon
1480
Lumen
LUMN
$6.38B
$535K 0.01%
28,348
-151,383
-84% -$3.19M
CBRE icon
1481
CBRE Group
CBRE
$43.1B
$532K 0.01%
14,042
-30,746
-69% -$1.13M
GWW icon
1482
W.W. Grainger
GWW
$66B
$532K 0.01%
2,959
-30,317
-91% -$5.11M
TCF
1483
DELISTED
TCF Financial Corporation
TCF
$531K 0.01%
31,141
-37,924
-55% -$598K
SEM
1484
DELISTED
Select Medical
SEM
$530K 0.01%
+51,278
New +$473K
GPK icon
1485
Graphic Packaging
GPK
$3.45B
$528K 0.01%
37,833
+4,292
+13% +$57.5K
XLB icon
1486
State Street Materials Select Sector SPDR ETF
XLB
$8.82B
$528K 0.01%
+18,588
New +$512K
NBIS
1487
Nebius Group N.V.
NBIS
$43.1B
$526K 0.01%
+15,963
New +$487K
SLAB icon
1488
Silicon Laboratories
SLAB
$7.17B
$525K 0.01%
6,566
-12,429
-65% -$925K
TD icon
1489
Toronto Dominion Bank
TD
$199B
$525K 0.01%
9,340
-778
-8% -$40.8K
COHR
1490
DELISTED
Coherent Inc
COHR
$525K 0.01%
2,233
-41,673
-95% -$10.1M
CBU icon
1491
Community Bank
CBU
$3.4B
$523K 0.01%
+9,474
New +$506K
CPA icon
1492
Copa Holdings
CPA
$5.71B
$523K 0.01%
4,199
-18,003
-81% -$2.28M
HOME
1493
DELISTED
At Home Group Inc.
HOME
$522K 0.01%
22,851
+10,606
+87% +$244K
TPGE.WS
1494
DELISTED
TPG Pace Energy Holdings Corp.
TPGE.WS
$522K 0.01%
382,224
– –
HOG icon
1495
CALL
Harley-Davidson
HOG
$2.66B
$521K 0.01%
+10,800
New +$526K
HAWK
1496
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$521K 0.01%
11,911
+7,111
+148% +$310K
DLTR icon
1497
Dollar Tree
DLTR
$24.4B
$520K 0.01%
5,990
-8,546
-59% -$652K
VWO icon
1498
Vanguard FTSE Emerging Markets ETF
VWO
$119B
$520K 0.01%
+11,941
New +$517K
EGRX
1499
DELISTED
Eagle Pharmaceuticals, Inc.
EGRX
$517K 0.01%
8,670
+4,803
+124% +$291K
KBLMR
1500
DELISTED
KBL Merger Corp. IV Rights expiring 11/9/2020
KBLMR
$517K 0.01%
1,750,000
+200,000
+13% +$67.4K
58 59
60
61 62

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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.