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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PINC
1476
DELISTED
Premier
PINC
$436K 0.01%
13,473
-8,314
-38% -$269K
PSX icon
1477
Phillips 66
PSX
$83.2B
$433K 0.01%
5,380
-112,880
-95% -$8.77M
ARRY
1478
DELISTED
Array Biopharma Inc
ARRY
$432K 0.01%
+64,000
New +$248K
INO icon
1479
Inovio Pharmaceuticals
INO
$79.6M
$430K 0.01%
3,844
-1,387
-27% -$153K
WBD icon
1480
Warner Bros
WBD
$64.2B
$429K 0.01%
15,971
-42,059
-72% -$1.08M
BRX icon
1481
Brixmor Property Group
BRX
$9.92B
$424K 0.01%
15,270
-19,888
-57% -$553K
FR icon
1482
First Industrial Realty Trust
FR
$8.85B
$421K 0.01%
+14,910
New +$425K
HAWK
1483
DELISTED
Blackhawk Network Holdings, Inc. Common Stock
HAWK
$419K 0.01%
13,866
-20,744
-60% -$687K
SWFT
1484
DELISTED
Swift Transportation Company
SWFT
$419K 0.01%
19,544
+9,474
+94% +$180K
INXN
1485
DELISTED
Interxion Holding N.V.
INXN
$418K 0.01%
11,511
-10,445
-48% -$390K
FUL icon
1486
H.B. Fuller
FUL
$3.08B
$413K 0.01%
8,886
-9,044
-50% -$419K
TIVO
1487
DELISTED
Tivo Inc
TIVO
$412K 0.01%
21,182
+967
+5% +$19.1K
ICLR icon
1488
Icon
ICLR
$13.8B
$411K 0.01%
5,321
+2,158
+68% +$162K
FLS icon
1489
Flowserve
FLS
$9.32B
$407K 0.01%
8,432
-41,578
-83% -$1.97M
UNH icon
1490
UnitedHealth
UNH
$381B
$406K 0.01%
2,900
-37,744
-93% -$5.29M
HAS icon
1491
Hasbro
HAS
$13.3B
$405K 0.01%
5,112
-63,728
-93% -$5.18M
INGR icon
1492
Ingredion
INGR
$6.53B
$404K 0.01%
3,042
-11,751
-79% -$1.57M
TRP icon
1493
TC Energy
TRP
$71.1B
$404K 0.01%
8,500
-25,800
-75% -$1.21M
IFF icon
1494
International Flavors & Fragrances
IFF
$20.2B
$403K 0.01%
2,818
-20,363
-88% -$2.76M
PBH icon
1495
Prestige Consumer Healthcare
PBH
$2.45B
$403K 0.01%
8,344
+4,469
+115% +$226K
PLAY icon
1496
Dave & Buster's
PLAY
$363M
$399K 0.01%
10,200
-7,546
-43% -$334K
PKY
1497
DELISTED
Parkway, Inc.
PKY
$399K 0.01%
23,436
-31,053
-57% -$540K
ANF icon
1498
CALL
Abercrombie & Fitch
ANF
$4.58B
$397K 0.01%
+25,000
New +$483K
ANF icon
1499
PUT
Abercrombie & Fitch
ANF
$4.58B
$397K 0.01%
+25,000
New +$483K
SCI icon
1500
Service Corp International
SCI
$11.8B
$397K 0.01%
14,941
-49,759
-77% -$1.35M
58 59
60
61 62

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HIM
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MCA
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OA
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CTAF
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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.