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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ARG
1476
DELISTED
Airgas Inc
ARG
– –
-6,000
Closed -$654K
ENZN
1477
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-161,481
Closed -$168K
NTLS
1478
DELISTED
NTELOS HLDGS CORP COM
NTLS
– –
-12,794
Closed -$159K
ADT
1479
DELISTED
ADT Corp
ADT
– –
-49,160
Closed -$1.72M
MHFI
1480
DELISTED
MCGRAW-HILL FINANCIAL INC COM
MHFI
– –
-10,696
Closed -$888K
HPY
1481
DELISTED
HEARTLAND PAYMENT SYSTEMS, INC. COM STK
HPY
– –
-5,704
Closed -$235K
ATNY
1482
DELISTED
API TECHNOLOGIES CORP. COMMON STOCK
ATNY
– –
-138,592
Closed -$380K
ARO
1483
DELISTED
Aeropostale Inc
ARO
– –
-81,961
Closed -$286K
CNL
1484
DELISTED
CLECO CRP (HOLDING CO)
CNL
– –
-3,848
Closed -$227K
JMI
1485
DELISTED
JAVELIN MTG INVESTMENT CORP COM
JMI
– –
-51,646
Closed -$728K
ANAD
1486
DELISTED
ANADIGICS INC
ANAD
– –
-354,370
Closed -$287K
SIRO
1487
DELISTED
SIRONA DENTAL SYSTEMS INC COM STK
SIRO
– –
-15,700
Closed -$1.29M
PCL
1488
DELISTED
PLUM CREEK TIMBER CO (REIT)
PCL
– –
-10,000
Closed -$451K
PBY
1489
DELISTED
PEP BOYS MANNY MOE& JACK
PBY
– –
-56,321
Closed -$646K
SYA
1490
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-36,169
Closed -$822K
RENT
1491
DELISTED
RENTRAK CORP
RENT
– –
-4,728
Closed -$248K
DYAX
1492
DELISTED
DYAX CORPORATION
DYAX
– –
-14,905
Closed -$143K
WPP
1493
DELISTED
WAUSAU PAPER CORP.
WPP
– –
-35,142
Closed -$380K
PMCS
1494
DELISTED
P M C SIERRA INC
PMCS
– –
-152,305
Closed -$1.16M
DXM
1495
DELISTED
DEX MEDIA INC NEW COM STK (DE)
DXM
– –
-11,709
Closed -$130K
SD
1496
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-111,362
Closed -$796K
TW
1497
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-2,482
Closed -$259K
VIMC
1498
DELISTED
VIMICRO INTERNATIONAL CORP ADR (KY)
VIMC
– –
-33,838
Closed -$91K
CSG
1499
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-28,759
Closed -$231K
UIL
1500
DELISTED
UIL HOLDINGS
UIL
– –
-7,085
Closed -$274K
58 59
60
61 62

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.