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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XLV icon
126
CALL
State Street Health Care Select Sector SPDR ETF
XLV
$42.1B
$9.11M 0.13%
+111,500
New +$8.95M
GILD icon
127
PUT
Gilead Sciences
GILD
$161B
$9.07M 0.12%
112,000
-221,300
-66% -$16.9M
C icon
128
Citigroup
C
$222B
$8.96M 0.12%
123,170
+16,804
+16% +$1.15M
CMI icon
129
CALL
Cummins
CMI
$91.7B
$8.96M 0.12%
+53,300
New +$8.63M
AR icon
130
Antero Resources
AR
$10.9B
$8.89M 0.12%
446,966
+336,966
+306% +$6.79M
BFH icon
131
Bread Financial
BFH
$4.21B
$8.84M 0.12%
49,991
+37,210
+291% +$6.9M
TXN icon
132
CALL
Texas Instruments
TXN
$255B
$8.79M 0.12%
98,000
+66,500
+211% +$5.47M
TXN icon
133
PUT
Texas Instruments
TXN
$255B
$8.79M 0.12%
98,000
+66,500
+211% +$5.47M
AXP icon
134
American Express
AXP
$223B
$8.77M 0.12%
96,898
+53,798
+125% +$4.62M
GTYH
135
DELISTED
GTY Technology Holdings, Inc. Common Stock
GTYH
$8.74M 0.12%
873,449
-26,551
-3% -$266K
ROK icon
136
PUT
Rockwell Automation
ROK
$51.4B
$8.73M 0.12%
49,000
+35,000
+250% +$5.82M
ETN icon
137
CALL
Eaton
ETN
$157B
$8.7M 0.12%
113,300
-19,745
-15% -$1.49M
BIDU icon
138
CALL
Baidu
BIDU
$35.8B
$8.67M 0.12%
35,000
– –
CAH icon
139
Cardinal Health
CAH
$53.4B
$8.59M 0.12%
128,314
+108,857
+559% +$7.69M
LEN icon
140
CALL
Lennar Class A
LEN
$20.4B
$8.58M 0.12%
170,716
+141,300
+480% +$7.05M
NUE icon
141
PUT
Nucor
NUE
$56.4B
$8.55M 0.12%
152,600
+124,600
+445% +$7.04M
EWZ icon
142
CALL
iShares MSCI Brazil ETF
EWZ
$9.05B
$8.48M 0.12%
203,500
– –
AMGN icon
143
CALL
Amgen
AMGN
$203B
$8.46M 0.12%
45,400
+24,100
+113% +$4.27M
GS icon
144
CALL
Goldman Sachs
GS
$313B
$8.35M 0.11%
35,200
+28,200
+403% +$6.36M
LYB icon
145
CALL
LyondellBasell Industries
LYB
$19.5B
$8.28M 0.11%
83,600
+68,700
+461% +$6.18M
LYB icon
146
PUT
LyondellBasell Industries
LYB
$19.5B
$8.28M 0.11%
83,600
+18,800
+29% +$1.69M
KHC icon
147
Kraft Heinz
KHC
$30.4B
$8.03M 0.11%
103,499
+49,280
+91% +$4.12M
KAACU
148
DELISTED
Kayne Anderson Acquisition Corp. Unit
KAACU
$8.02M 0.11%
800,000
+300,000
+60% +$3M
LUV icon
149
Southwest Airlines
LUV
$22.1B
$7.94M 0.11%
141,916
+82,916
+141% +$4.65M
UNP icon
150
PUT
Union Pacific
UNP
$183B
$7.93M 0.11%
68,400
-53,500
-44% -$5.74M
4 5
6
7 8

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.