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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
XOP icon
126
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.58B
$3.35M 0.15%
+12,181
New +$3.71M
IWM icon
127
iShares Russell 2000 ETF
IWM
$79.8B
$3.34M 0.15%
30,548
+20,618
+208% +$2.36M
VRSN icon
128
VeriSign
VRSN
$25.3B
$3.34M 0.15%
60,534
+43,992
+266% +$2.38M
YHOO
129
DELISTED
Yahoo Inc
YHOO
$3.28M 0.15%
+80,438
New +$3.02M
SCU
130
PUT
DELISTED
Sculptor Capital Management, Inc. Class A Common Stock
SCU
$3.21M 0.15%
30,000
-20,000
-40% -$2.55M
BG icon
131
Bunge Global
BG
$23.6B
$3.21M 0.15%
38,072
+26,325
+224% +$2.12M
LOW icon
132
Lowe's Companies
LOW
$116B
$3.17M 0.15%
59,845
-170,320
-74% -$8.61M
SCHW
133
Charles Schwab
SCHW
$177B
$3.08M 0.14%
+104,680
New +$2.96M
ORI icon
134
Old Republic International
ORI
$10.3B
$3.05M 0.14%
+213,642
New +$3.26M
VEEV icon
135
Veeva Systems
VEEV
$30.3B
$3.05M 0.14%
+108,177
New +$2.79M
RSG icon
136
Republic Services
RSG
$66.7B
$3.01M 0.14%
77,165
+64,565
+512% +$2.48M
XLK icon
137
State Street Technology Select Sector SPDR ETF
XLK
$115B
$2.99M 0.14%
150,002
-1,421,998
-90% -$28.2M
JIVE
138
DELISTED
Jive Software, Inc.
JIVE
$2.94M 0.13%
503,482
-200,080
-28% -$1.43M
GMCR
139
DELISTED
KEURIG GREEN MTN INC
GMCR
$2.9M 0.13%
+22,290
New +$2.79M
GSAT icon
140
Globalstar
GSAT
$10.2B
$2.88M 0.13%
52,432
+7,299
+16% +$435K
FXI icon
141
PUT
iShares China Large-Cap ETF
FXI
$4.14B
$2.87M 0.13%
75,000
-63,400
-46% -$2.54M
ZTS icon
142
Zoetis
ZTS
$31.6B
$2.87M 0.13%
+77,674
New +$2.66M
ORLY icon
143
O'Reilly Automotive
ORLY
$72.4B
$2.86M 0.13%
285,195
+166,395
+140% +$1.7M
HAIN icon
144
Hain Celestial
HAIN
$47.8M
$2.83M 0.13%
55,202
-99,760
-64% -$4.64M
DVN icon
145
Devon Energy
DVN
$51.9B
$2.81M 0.13%
41,141
+33,641
+449% +$2.5M
ALNY icon
146
Alnylam Pharmaceuticals
ALNY
$36.3B
$2.75M 0.13%
35,233
-89,647
-72% -$5.78M
EXPE icon
147
Expedia Group
EXPE
$31.2B
$2.73M 0.13%
31,156
+28,056
+905% +$2.35M
CNI icon
148
Canadian National Railway
CNI
$78.3B
$2.73M 0.13%
38,430
+21,764
+131% +$1.51M
GIMO
149
CALL
DELISTED
Gigamon Inc.
GIMO
$2.72M 0.13%
260,000
– –
PLL
150
DELISTED
PALL CORP
PLL
$2.7M 0.12%
32,241
+28,341
+727% +$2.32M
4 5
6
7 8

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.