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Paloma Partners Portfolio holdings
AUM
$510M
1-Year Est. Return
286.05%
This Fund
S&P 500
This Quarter
Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
(-21%)
Cap. Flow
-$697M
Cap. Flow
% of AUM
-34.84%
Top 10 Holdings %
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street Consumer Staples Select Sector SPDR ETF
XLP
|
+$46M |
| 2 |
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
|
+$16.8M |
| 3 |
PBCT
People's United Financial Inc
PBCT
|
+$15M |
| 4 |
LO
LORILLARD INC COM STK
LO
|
+$14.6M |
| 5 |
Chubb
CB
|
+$11.9M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
NYX
NYSE EURONEXT INC
NYX
|
+$44M |
| 2 |
NVE
NV ENERGY, INC
NVE
|
+$29.7M |
| 3 |
ONXX
ONYX PHARMACEUTICALS INC
ONXX
|
+$24.9M |
| 4 |
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
|
+$16.7M |
| 5 |
LPS
LENDER PROCESSING SERVICES INC
LPS
|
+$15M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 10.25% |
| 2 | Technology | 8.97% |
| 3 | Industrials | 8.87% |
| 4 | Consumer Discretionary | 7.77% |
| 5 | Healthcare | 5.94% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
126
Capital One
COF
$126B
| $3.02M | 0.15% |
+39,402
| New | +$2.81M |
|
|
UNS
127
DELISTED
UNS ENERGY CORP COM
UNS
| $2.99M | 0.15% |
+50,000
| New | +$2.52M |
|
128
CALL
NRG Energy
NRG
$28.7B
| $2.98M | 0.15% |
103,600
+33,600
| +48% | +$939K |
|
|
OCLR
129
DELISTED
Oclaro Inc.
OCLR
| $2.94M | 0.15% |
1,180,000
+105,000
| +10% | +$224K |
|
130
Canadian Imperial Bank of Commerce
CM
$108B
| $2.91M | 0.15% |
69,579
+48,755
| +234% | +$2M |
|
|
VTLE
131
DELISTED
Vital Energy
VTLE
| $2.9M | 0.15% |
5,244
+3,362
| +179% | +$1.97M |
|
|
CKEC
132
DELISTED
Carmike Cinemas Inc
CKEC
| $2.89M | 0.14% |
103,900
| – | – |
|
133
Union Pacific
UNP
$177B
| $2.86M | 0.14% |
34,010
-2,672
| -7% | -$212K |
|
134
Altisource Portfolio Solutions
ASPS
$65.4M
| $2.85M | 0.14% |
2,250
+625
| +38% | +$754K |
|
135
SLB Ltd
SLB
$77B
| $2.84M | 0.14% |
31,520
+12,570
| +66% | +$1.13M |
|
136
Dollar Tree
DLTR
$23.9B
| $2.83M | 0.14% |
+50,205
| New | +$2.89M |
|
137
American Express
AXP
$229B
| $2.83M | 0.14% |
31,207
-101,829
| -77% | -$8.37M |
|
138
Ligand Pharmaceuticals
LGND
$6B
| $2.79M | 0.14% |
84,959
+36,067
| +74% | +$1.18M |
|
139
Intuitive Surgical
ISRG
$127B
| $2.78M | 0.14% |
65,070
+48,870
| +302% | +$2.06M |
|
|
OA
140
DELISTED
Orbital ATK, Inc.
OA
| $2.78M | 0.14% |
22,817
+13,225
| +138% | +$1.49M |
|
141
Seagate
STX
$185B
| $2.75M | 0.14% |
48,920
+19,974
| +69% | +$988K |
|
142
US Bancorp
USB
$98.8B
| $2.71M | 0.14% |
66,979
+39,979
| +148% | +$1.53M |
|
|
NRF
143
DELISTED
NorthStar Realty Finance Corp.
NRF
| $2.69M | 0.13% |
+101,850
| New | +$2.06M |
|
144
C.H. Robinson
CHRW
$20.6B
| $2.65M | 0.13% |
45,423
+16,796
| +59% | +$987K |
|
145
State Street SPDR S&P Retail ETF
XRT
$448M
| $2.64M | 0.13% |
+60,000
| New | +$2.56M |
|
146
Abbott
ABT
$183B
| $2.64M | 0.13% |
68,770
+59,970
| +681% | +$2.21M |
|
147
Vodafone
VOD
$36.5B
| $2.58M | 0.13% |
64,376
-133,181
| -67% | -$5.01M |
|
148
Canadian National Railway
CNI
$78.1B
| $2.54M | 0.13% |
44,625
-375
| -0.8% | -$20.6K |
|
149
Prologis
PLD
$137B
| $2.5M | 0.13% |
67,736
+48,876
| +259% | +$1.88M |
|
150
Aon
AON
$78.5B
| $2.44M | 0.12% |
+29,145
| New | +$2.31M |
|
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Paloma Partners's Q4 2013 Portfolio in Review
As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.
Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.
By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.
Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.
- Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
- Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
- Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
- Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
- Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
- Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
- Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.
Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.