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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AG icon
126
First Majestic Silver
AG
$8B
$2.93M 0.12%
247,400
+216,975
+713% +$2.84M
DE icon
127
Deere & Co
DE
$167B
$2.88M 0.11%
+35,343
New +$2.94M
PRMW
128
DELISTED
Primo Water Corporation
PRMW
$2.87M 0.11%
+373,800
New +$3.05M
XOP icon
129
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
$3.5B
$2.87M 0.11%
+10,875
New +$2.73M
UNP icon
130
Union Pacific
UNP
$180B
$2.85M 0.11%
36,682
+3,146
+9% +$249K
CITZ
131
DELISTED
CFS BANCORP INC
CITZ
$2.77M 0.11%
250,000
– –
INTC icon
132
Intel
INTC
$454B
$2.75M 0.11%
+120,159
New +$2.77M
PRA
133
DELISTED
ProAssurance
PRA
$2.73M 0.11%
+60,542
New +$3.03M
MAR icon
134
Marriott International
MAR
$100B
$2.71M 0.11%
64,409
+43,157
+203% +$1.79M
LORL
135
DELISTED
Loral Space and Communications, Inc.
LORL
$2.71M 0.11%
40,000
– –
ALL icon
136
Allstate
ALL
$67.2B
$2.69M 0.11%
53,162
+48,862
+1,136% +$2.46M
MDT icon
137
Medtronic
MDT
$108B
$2.66M 0.11%
+50,000
New +$2.69M
FRT icon
138
Federal Realty Investment Trust
FRT
$11B
$2.65M 0.1%
+26,100
New +$2.67M
ELV icon
139
Elevance Health
ELV
$81.7B
$2.49M 0.1%
29,800
-10,484
-26% -$899K
COV
140
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
$2.49M 0.1%
40,900
+32,214
+371% +$1.97M
LKM
141
DELISTED
Link Motion Inc.
LKM
$2.44M 0.1%
+112,000
New +$1.82M
CLX icon
142
Clorox
CLX
$11.8B
$2.43M 0.1%
+29,700
New +$2.51M
HES
143
DELISTED
Hess
HES
$2.41M 0.1%
31,200
+24,000
+333% +$1.79M
PXD
144
DELISTED
Pioneer Natural Resource Co.
PXD
$2.41M 0.1%
12,758
+1,758
+16% +$299K
TD icon
145
Toronto Dominion Bank
TD
$198B
$2.4M 0.09%
+53,400
New +$2.27M
HAL icon
146
Halliburton
HAL
$27.3B
$2.38M 0.09%
49,454
+37,854
+326% +$1.77M
PPS
147
DELISTED
Post Properties
PPS
$2.38M 0.09%
+52,821
New +$2.47M
TWC
148
DELISTED
TIME WARNER CABLE INC NEW COM STK
TWC
$2.34M 0.09%
20,936
+13,962
+200% +$1.57M
LM
149
DELISTED
Legg Mason, Inc.
LM
$2.33M 0.09%
69,740
-14,860
-18% -$498K
CKEC
150
DELISTED
Carmike Cinemas Inc
CKEC
$2.29M 0.09%
103,900
+60,000
+137% +$1.16M
4 5
6
7 8

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NIEF
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HIM
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MCA
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BWP
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.