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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
GTE icon
1451
Gran Tierra Energy
GTE
$236M
$52K ﹤0.01%
+1,350
New +$45.8K
LCTX icon
1452
Lineage Cell Therapeutics
LCTX
$264M
$52K ﹤0.01%
+25,489
New +$53.5K
STGW icon
1453
Stagwell
STGW
$2B
$49K ﹤0.01%
11,900
-21,603
-64% -$106K
INFI
1454
DELISTED
Infinity Pharmaceuticals, Inc.
INFI
$49K ﹤0.01%
+18,200
New +$37.7K
TGB
1455
Trekor Metals
TGB
$2.45B
$44K ﹤0.01%
+56,000
New +$46.9K
NM
1456
DELISTED
Navios Maritime Holdings Inc.
NM
$41K ﹤0.01%
5,815
-38,835
-87% -$324K
KGC icon
1457
Kinross Gold
KGC
$27.7B
$40K ﹤0.01%
+14,697
New +$47.6K
CYH icon
1458
Community Health Systems
CYH
$382M
$35K ﹤0.01%
10,160
-24,840
-71% -$80.8K
XBIT icon
1459
XBiotech
XBIT
$68.6M
$34K ﹤0.01%
10,741
-78,284
-88% -$305K
ENT
1460
DELISTED
Global Eagle Entertainment Inc.
ENT
$30K ﹤0.01%
432
-9,404
-96% -$606K
AT
1461
DELISTED
Atlantic Power Corporation
AT
$29K ﹤0.01%
13,300
-25,080
-65% -$54.5K
ATHX
1462
DELISTED
Athersys, Inc. Common Stock
ATHX
$28K ﹤0.01%
+526
New +$26.1K
DHX icon
1463
DHI Group
DHX
$177M
$27K ﹤0.01%
12,649
-223,550
-95% -$471K
NAK
1464
Northern Dynasty Minerals
NAK
$773M
$26K ﹤0.01%
46,737
+13,612
+41% +$7.37K
APRN
1465
DELISTED
Blue Apron Holdings, Inc. Class A Common Stock
APRN
$22K ﹤0.01%
+72
New +$31.5K
ALR
1466
DELISTED
AlerisLife Inc
ALR
$15K ﹤0.01%
+1,730
New +$19.7K
LODE icon
1467
Comstock
LODE
$206M
$3K ﹤0.01%
+390
New +$3.66K
AAXJ icon
1468
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.51B
– –
-6,883
Closed -$493K
AC
1469
DELISTED
Associated Capital Group
AC
– –
-5,930
Closed -$224K
ACLS icon
1470
Axcelis
ACLS
$3.44B
– –
-18,845
Closed -$373K
ACM icon
1471
Aecom
ACM
$9.46B
– –
-7,312
Closed -$242K
ACN icon
1472
CALL
Accenture
ACN
$106B
– –
-4,500
Closed -$736K
ACN icon
1473
PUT
Accenture
ACN
$106B
– –
-3,400
Closed -$556K
ADSK icon
1474
CALL
Autodesk
ADSK
$51.8B
– –
-11,400
Closed -$1.49M
ADSK icon
1475
PUT
Autodesk
ADSK
$51.8B
– –
-17,600
Closed -$2.31M
57 58
59
60 61

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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.