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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHO
1451
DELISTED
LaSalle Hotel Properties
LHO
$460K 0.01%
19,296
-827
-4% -$21.8K
CPHD
1452
DELISTED
Cepheid Inc
CPHD
$459K 0.01%
8,719
-16,794
-66% -$669K
GBCI icon
1453
Glacier Bancorp
GBCI
$6.4B
$458K 0.01%
+16,020
New +$452K
BKU icon
1454
Bankunited
BKU
$3.4B
$457K 0.01%
15,131
-24,853
-62% -$762K
AAL icon
1455
American Airlines Group
AAL
$9.8B
$453K 0.01%
12,379
-39,230
-76% -$1.39M
PHG icon
1456
Philips
PHG
$24.4B
$453K 0.01%
20,674
-26,771
-56% -$548K
RYAM icon
1457
Rayonier Advanced Materials
RYAM
$587M
$453K 0.01%
33,900
+15,918
+89% +$206K
CYNO
1458
DELISTED
Cynosure, Inc. Class A
CYNO
$452K 0.01%
8,870
-10,450
-54% -$543K
FLEX icon
1459
Flex
FLEX
$38.2B
$450K 0.01%
43,835
-4,944
-10% -$48K
MKTX icon
1460
MarketAxess Holdings
MKTX
$4.32B
$450K 0.01%
2,720
-71,742
-96% -$11.6M
XLRE icon
1461
State Street Real Estate Select Sector SPDR ETF
XLRE
$8.8B
$450K 0.01%
+13,743
New +$461K
NTT
1462
DELISTED
Nippon Telegraph & Telephone
NTT
$450K 0.01%
9,840
-4,671
-32% -$218K
ACOR
1463
DELISTED
Acorda Therapeutics
ACOR
$448K 0.01%
179
-56
-24% -$167K
BID
1464
DELISTED
Sotheby's
BID
$447K 0.01%
11,742
-17,371
-60% -$614K
TSM icon
1465
TSMC
TSM
$2.01T
$445K 0.01%
+14,541
New +$416K
ASB icon
1466
Associated Banc-Corp
ASB
$5.82B
$443K 0.01%
22,615
+4,453
+25% +$84.1K
CMS icon
1467
CMS Energy
CMS
$23.5B
$443K 0.01%
10,571
-17,185
-62% -$750K
EQR icon
1468
Equity Residential
EQR
$25.5B
$443K 0.01%
6,904
-23,236
-77% -$1.55M
SFM icon
1469
CALL
Sprouts Farmers Market
SFM
$7.33B
$442K 0.01%
21,400
-11,600
-35% -$257K
SFM icon
1470
PUT
Sprouts Farmers Market
SFM
$7.33B
$442K 0.01%
21,400
-11,600
-35% -$257K
IPGP icon
1471
IPG Photonics
IPGP
$3.5B
$441K 0.01%
5,351
-9,266
-63% -$774K
CMI icon
1472
Cummins
CMI
$87.1B
$440K 0.01%
3,433
-32,136
-90% -$3.9M
PMT
1473
PennyMac Mortgage Investment
PMT
$858M
$440K 0.01%
28,266
-10,839
-28% -$169K
AYI icon
1474
Acuity Brands
AYI
$10.2B
$439K 0.01%
1,659
-4,605
-74% -$1.23M
ELS icon
1475
Equity Lifestyle Properties
ELS
$12.9B
$438K 0.01%
11,320
-12,180
-52% -$483K
57 58
59
60 61

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.