We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
JNS
1451
DELISTED
Janus Capital Group Inc
JNS
– –
-18,273
Closed -$228K
CWEI
1452
DELISTED
Clayton Williams Energy, Inc.
CWEI
– –
-27,538
Closed -$3.78M
JOY
1453
DELISTED
Joy Global Inc
JOY
– –
-7,400
Closed -$456K
MBRG
1454
DELISTED
Middleburg Financial Corp
MBRG
– –
-22,906
Closed -$458K
HAR
1455
DELISTED
Harman International Industries
HAR
– –
-8,433
Closed -$906K
TEAR
1456
DELISTED
TearLab Corporation
TEAR
– –
-11,386
Closed -$554K
IMN
1457
DELISTED
Imation
IMN
– –
-146,063
Closed -$502K
NRF
1458
CALL
DELISTED
NorthStar Realty Finance Corp.
NRF
– –
-287,472
Closed -$9.48M
ACW
1459
DELISTED
Accuride Corp
ACW
– –
-10,773
Closed -$53K
TLOG
1460
DELISTED
TetraLogic Pharmaceuticals Corporation
TLOG
– –
-15,379
Closed -$91K
FULL
1461
DELISTED
Full Circle Capital Corporation
FULL
– –
-90,176
Closed -$704K
SZMK
1462
DELISTED
SIZMEK INC COM STK (DE)
SZMK
– –
-12,211
Closed -$116K
OUTR
1463
DELISTED
OUTERWALL INC
OUTR
– –
-8,597
Closed -$510K
ASEI
1464
DELISTED
AMER SCIENCE & ENGR INC.
ASEI
– –
-3,185
Closed -$222K
CSH
1465
DELISTED
CASH AMERICA INTERNATIONAL INC
CSH
– –
-11,963
Closed -$241K
AXLL
1466
DELISTED
AXIALL CORP COM STK (DE)
AXLL
– –
-8,611
Closed -$407K
FMD
1467
DELISTED
FIRST MARBLEHEAD CORP COM STK NEW (DE)
FMD
– –
-39,330
Closed -$206K
FMER
1468
DELISTED
FIRSTMERIT CORP
FMER
– –
-23,259
Closed -$459K
QLGC
1469
DELISTED
QLOGIC CORP
QLGC
– –
-19,322
Closed -$195K
EJ
1470
DELISTED
E HOUSE (CHINA) HOLDINGS LIMITED
EJ
– –
-12,806
Closed -$103K
ELRC
1471
DELISTED
ELECTRO RENT CORP
ELRC
– –
-12,138
Closed -$203K
IHS
1472
DELISTED
IHS INC CL-A COM STK
IHS
– –
-5,800
Closed -$787K
TWER
1473
DELISTED
Towerstream Corporation Common Stock
TWER
– –
-12,999
Closed -$504K
UNTD
1474
DELISTED
UNITED ONLINE INC COM NEW
UNTD
– –
-68,895
Closed -$717K
NSPH
1475
DELISTED
NANOSPHERE INC. COM NEW
NSPH
– –
-11,691
Closed -$369K
57 58
59
60 61

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
BWP
Bernardo Wealth Planning Harleysville, Pennsylvania $511M AUM 13.04% 1-Year Est. Return
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return

Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.