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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.19%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$5.5B
AUM Growth
+$30.3M
Cap. Flow
-$451M
Cap. Flow %
-8.2%
Top 10 Hldgs %
29.36%
Holding
2,186
New
612
Increased
418
Reduced
398
Closed
715

Top Buys

Rank Stock Value
1
ANDV
Andeavor
ANDV
+$345M
2
AAPL icon
Apple
AAPL
+$51.7M
3
BA icon
Boeing
BA
+$49.8M
4
UNP icon
Union Pacific
UNP
+$49M
5
GOOGL icon
Alphabet (Google) Class A
GOOGL
+$47.5M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.9M
2
WMB icon
Williams Companies
WMB
+$48.8M
3
XLY icon
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
+$39.6M
4
IBB icon
iShares Biotechnology ETF
IBB
+$38.1M
5
QQQ icon
Invesco QQQ Trust
QQQ
+$32.4M

Sector Composition

Rank Sector Weight
1 Energy 9.63%
2 Technology 8.34%
3 Financials 8.01%
4 Industrials 6.71%
5 Communication Services 5.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
WTI icon
1426
W&T Offshore
WTI
$525M
$102K ﹤0.01%
+10,652
New +$77.1K
RNGR icon
1427
Ranger Energy Services
RNGR
$356M
$101K ﹤0.01%
12,079
-16,720
-58% -$152K
SFUN
1428
DELISTED
Fang Holdings Limited American Depositary Shares (each representing ten Class A Ordinary Shares)
SFUN
$101K ﹤0.01%
+778
New +$118K
AMRWW
1429
DELISTED
Alta Mesa Resources Inc Warrant
AMRWW
$101K ﹤0.01%
209,900
– –
GERN icon
1430
Geron
GERN
$898M
$100K ﹤0.01%
+56,755
New +$247K
NVLN
1431
DELISTED
Novelion Therapeutics Inc. Common Shares
NVLN
$99K ﹤0.01%
33,572
-40,128
-54% -$142K
CZZ
1432
DELISTED
Cosan Limited
CZZ
$98K ﹤0.01%
+14,629
New +$108K
DF
1433
DELISTED
Dean Foods Company
DF
$98K ﹤0.01%
13,848
-21,300
-61% -$186K
ACHN
1434
DELISTED
Achillion Pharmaceuticals
ACHN
$97K ﹤0.01%
+26,400
New +$78.7K
ERII icon
1435
Energy Recovery
ERII
$420M
$92K ﹤0.01%
+10,336
New +$91.4K
RAD
1436
DELISTED
Rite Aid Corporation
RAD
$87K ﹤0.01%
+3,400
New +$105K
JE
1437
DELISTED
Just Energy Group Inc
JE
$84K ﹤0.01%
+824
New +$91.1K
TRMD icon
1438
TORM
TRMD
$3.05B
– –
-17,150
Closed -$118K
PVG
1439
DELISTED
PRETIUM RESOURCES INC.
PVG
$80K ﹤0.01%
10,457
-30,478
-74% -$250K
QHC
1440
DELISTED
Quorum Health Corporation
QHC
$80K ﹤0.01%
+13,700
New +$63K
FTK icon
1441
Flotek Industries
FTK
$789M
$78K ﹤0.01%
+5,400
New +$83.6K
ADAM
1442
Adamas Trust
ADAM
$777M
$76K ﹤0.01%
+3,112
New +$77.8K
MCF
1443
DELISTED
Contango Oil & Gas Co.
MCF
$75K ﹤0.01%
12,200
-102,799
-89% -$609K
SQBG
1444
DELISTED
Sequential Brands Group, Inc.
SQBG
$70K ﹤0.01%
1,044
-3,791
-78% -$294K
TTI icon
1445
TETRA Technologies
TTI
$1.08B
$69K ﹤0.01%
+15,200
New +$68.9K
VIRC icon
1446
Virco
VIRC
$94.8M
$67K ﹤0.01%
+13,862
New +$65.5K
INO icon
1447
Inovio Pharmaceuticals
INO
$85.6M
$65K ﹤0.01%
+973
New +$54.2K
TDW.WS.B
1448
DELISTED
Tidewater Inc. Series B Warrants to purchase shares of common stock (expiring July 31, 2023)
TDW.WS.B
$62K ﹤0.01%
16,613
– –
HUNTW
1449
DELISTED
Hunter Maritime Acquisition Corp. Warrant
HUNTW
– –
-216,600
Closed -$89.9K
NNA
1450
DELISTED
Navios Maritime Acquisition Corporation
NNA
$55K ﹤0.01%
7,136
-19,657
-73% -$169K
56 57
58
59 60

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HIM
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MCA
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OA
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MC
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CTAF
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MWAM
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Paloma Partners's Q3 2018 Portfolio in Review

As of Q3 2018, Paloma Partners held 2,186 positions worth $5.5B, up 0.55% from $5.47B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Paloma Partners withdrew a net $451M in Q3 2018, closing 715 positions and reducing 398 holdings. Its most notable exit was iShares Biotechnology ETF, an estimated $38.1M position sold in full.

By sector, the portfolio is most concentrated in Energy at 9.6% of assets, up from 4.5% a quarter earlier, followed by Technology and Financials.

Against the trend, Paloma Partners opened a new position in Alphabet (Google) Class A worth $47.3M.

  • Paloma Partners's largest Q3 2018 buy was Alphabet (Google) Class A: 784,000 shares worth $47.3M.
  • Paloma Partners added most to Andeavor in Q3 2018, an estimated $345M increase.
  • Paloma Partners's biggest Q3 2018 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $50.9M.
  • Paloma Partners fully exited iShares Biotechnology ETF in Q3 2018, selling an estimated $38.1M.
  • Paloma Partners's ten largest holdings make up 29% of its $5.5B portfolio in Q3 2018.
  • Paloma Partners opened 612 new positions and closed 715 in Q3 2018.
  • Paloma Partners's portfolio value rose 0.55% quarter-over-quarter to $5.5B.

Based on Paloma Partners's 13F filing for Q3 2018, filed 14 Nov 2018.