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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.09%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.33B
AUM Growth
+$151M
Cap. Flow
+$1.28M
Cap. Flow %
0.05%
Top 10 Hldgs %
18.74%
Holding
1,615
New
633
Increased
246
Reduced
214
Closed
487

Top Buys

Rank Stock Value
1
XLE icon
State Street Energy Select Sector SPDR ETF
XLE
+$59M
2
TQNT
TRIQUINT SEMICONDUCTOR INC
TQNT
+$33.9M
3
INTC icon
Intel
INTC
+$27.6M
4
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$18.7M
5
IBB icon
iShares Biotechnology ETF
IBB
+$16.8M

Top Sells

Rank Stock Value
1
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$51.4M
2
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$50.5M
3
DTV
DIRECTV COM STK (DE)
DTV
+$32.1M
4
PL
PROTECTIVE LIFE CORP
PL
+$29.9M
5
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$29.8M

Sector Composition

Rank Sector Weight
1 Financials 8.25%
2 Technology 8.13%
3 Consumer Discretionary 7.58%
4 Healthcare 6.77%
5 Industrials 6.35%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AMTD
1426
DELISTED
TD Ameritrade Holding Corp
AMTD
– –
-12,000
Closed -$400K
JE
1427
DELISTED
Just Energy Group Inc
JE
– –
-1,580
Closed -$242K
IBKC
1428
DELISTED
IBERIABANK Corp
IBKC
– –
-3,471
Closed -$217K
TIVO
1429
DELISTED
Tivo Inc
TIVO
– –
-18,190
Closed -$359K
AKRX
1430
DELISTED
Akorn Inc
AKRX
– –
-12,836
Closed -$466K
UNT
1431
DELISTED
UNIT Corporation
UNT
– –
-6,983
Closed -$410K
JCP
1432
PUT
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-203,100
Closed -$2.04M
SSI
1433
DELISTED
Stage Stores Inc
SSI
– –
-18,644
Closed -$319K
LTS
1434
DELISTED
Ladenburg Thalmann Financial Services Inc
LTS
– –
-16,315
Closed -$69K
MNI
1435
DELISTED
The McClatchy Company Class A Common Stock
MNI
– –
-1,395
Closed -$47K
PKD
1436
DELISTED
Parker Drilling Company
PKD
– –
-2,634
Closed -$195K
MDCO
1437
DELISTED
Medicines Co
MDCO
– –
-22,000
Closed -$491K
BID
1438
DELISTED
Sotheby's
BID
– –
-22,356
Closed -$799K
TRNX
1439
DELISTED
Taronis Technologies, Inc. Common Stock
TRNX
– –
-1
Closed -$20K
PES
1440
DELISTED
Pioneer Energy Services Corp.
PES
– –
-13,806
Closed -$194K
APC
1441
DELISTED
Anadarko Petroleum
APC
– –
-12,738
Closed -$1.11M
HF
1442
DELISTED
HFF Inc.
HF
– –
-14,839
Closed -$429K
LLL
1443
CALL
DELISTED
L3 Technologies, Inc.
LLL
– –
-2,000
Closed -$238K
LLL
1444
PUT
DELISTED
L3 Technologies, Inc.
LLL
– –
-2,000
Closed -$238K
BMS
1445
DELISTED
Bemis
BMS
– –
-22,836
Closed -$869K
ULTI
1446
DELISTED
Ultimate Software Group Inc
ULTI
– –
-2,000
Closed -$283K
NAVB
1447
DELISTED
Navidea Biopharmaceuticals Inc.
NAVB
– –
-2,486
Closed -$66K
IDTI
1448
DELISTED
Integrated Device Technology I
IDTI
– –
-14,500
Closed -$231K
SGYP
1449
DELISTED
Synergy Pharmaceuticals, Inc Common Stock
SGYP
– –
-74,803
Closed -$208K
TAHO
1450
DELISTED
Tahoe Resources Inc
TAHO
– –
-78,226
Closed -$1.59M
56 57
58
59 60

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Paloma Partners's Q4 2014 Portfolio in Review

As of Q4 2014, Paloma Partners held 1,615 positions worth $2.33B, up 6.9% from $2.18B the previous quarter. Its ten largest holdings account for 19% of the portfolio.

Paloma Partners's Q4 2014 filing shows 633 new, 246 increased, 214 reduced and 487 closed positions. Its largest new stake was State Street SPDR S&P 500 ETF Trust: 93,250 shares worth $19.2M. The largest sale was TIME WARNER CABLE INC NEW COM STK, an estimated $51.4M.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 7.3% a quarter earlier, followed by Technology and Consumer Discretionary.

  • Paloma Partners's largest Q4 2014 buy was State Street SPDR S&P 500 ETF Trust: 93,250 shares worth $19.2M.
  • Paloma Partners added most to State Street Energy Select Sector SPDR ETF in Q4 2014, an estimated $59M increase.
  • Paloma Partners's biggest Q4 2014 reduction was DIRECTV COM STK (DE), cutting an estimated $32.1M.
  • Paloma Partners fully exited TIME WARNER CABLE INC NEW COM STK in Q4 2014, selling an estimated $51.4M.
  • Paloma Partners's ten largest holdings make up 19% of its $2.33B portfolio in Q4 2014.
  • Paloma Partners opened 633 new positions and closed 487 in Q4 2014.
  • Paloma Partners's portfolio value rose 6.9% quarter-over-quarter to $2.33B.

Based on Paloma Partners's 13F filing for Q4 2014, filed 17 Feb 2015.