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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PAY
1426
DELISTED
Verifone Systems Inc
PAY
– –
-11,995
Closed -$441K
FFKT
1427
DELISTED
Farmers Capital Bank Corp
FFKT
– –
-32,181
Closed -$727K
RSPP
1428
DELISTED
RSP Permian, Inc.
RSPP
– –
-7,309
Closed -$237K
FINL
1429
DELISTED
Finish Line
FINL
– –
-7,098
Closed -$211K
LAYN
1430
DELISTED
Layne Christensen Co
LAYN
– –
-11,741
Closed -$156K
HDNG
1431
DELISTED
Hardinge Inc
HDNG
– –
-54,000
Closed -$683K
DYN
1432
DELISTED
Dynegy, Inc.
DYN
– –
-11,625
Closed -$405K
WG
1433
DELISTED
Willbros Group
WG
– –
-15,545
Closed -$192K
LNCE
1434
DELISTED
Snyders-Lance, Inc.
LNCE
– –
-11,534
Closed -$305K
STRP
1435
DELISTED
Straight Path Communications Inc.
STRP
– –
-32,953
Closed -$336K
HSNI
1436
DELISTED
HSN, Inc.
HSNI
– –
-6,039
Closed -$358K
PLPM
1437
DELISTED
Planet Payment, Inc
PLPM
– –
-181,506
Closed -$515K
SCLN
1438
DELISTED
Sciclone Pharmaceuticals Inc
SCLN
– –
-16,719
Closed -$88K
BSTG
1439
DELISTED
Biostage, Inc. Common Stock
BSTG
– –
-27,454
Closed -$287K
AF
1440
DELISTED
Astoria Financial Corporation
AF
– –
-26,550
Closed -$357K
DGAS
1441
DELISTED
Delta Natural Gas Co Inc
DGAS
– –
-29,524
Closed -$648K
UNXL
1442
DELISTED
Uni-Pixel, Inc.
UNXL
– –
-43,302
Closed -$348K
DD
1443
DELISTED
Du Pont De Nemours E I
DD
– –
-34,390
Closed -$2.14M
WFM
1444
DELISTED
Whole Foods Market Inc
WFM
– –
-11,003
Closed -$425K
SNOW
1445
DELISTED
Intrawest Resorts Holdings, Inc.
SNOW
– –
-21,072
Closed -$241K
KCG
1446
DELISTED
KCG Holdings, Inc.
KCG
– –
-85,410
Closed -$1.01M
KATE
1447
DELISTED
Kate Spade & Company
KATE
– –
-322,923
Closed -$12.3M
TRR
1448
DELISTED
Trc Companies
TRR
– –
-69,681
Closed -$433K
CIE
1449
DELISTED
Cobalt International Energy, Inc
CIE
– –
-7,333
Closed -$2.02M
WSTL
1450
DELISTED
Westell Technologies Inc
WSTL
– –
-47,873
Closed -$469K
56 57
58
59 60

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.