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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
REN
1426
DELISTED
Resolute Energy Corporaton
REN
– –
-2,086
Closed -$83K
IPAS
1427
DELISTED
Ipass Inc Common Stock
IPAS
– –
-22,394
Closed -$423K
IMUC
1428
DELISTED
ImmunoCellular Therapeutics, Ltd.
IMUC
– –
-5,507
Closed -$427K
MTGE
1429
DELISTED
MTGE Investment Corp. Common Stock
MTGE
– –
-66,719
Closed -$1.2M
CYS
1430
DELISTED
CYS Investments Inc.
CYS
– –
-205,332
Closed -$1.89M
DST
1431
DELISTED
DST Systems Inc.
DST
– –
-11,798
Closed -$385K
PGEM
1432
DELISTED
Ply Gem Holdings, Inc.
PGEM
– –
-10,200
Closed -$205K
RTK
1433
DELISTED
Rentech, Inc.
RTK
– –
-2,317
Closed -$49K
SPLS
1434
DELISTED
Staples Inc
SPLS
– –
-17,354
Closed -$275K
WWAV
1435
DELISTED
The WhiteWave Foods Company
WWAV
– –
-12,303
Closed -$200K
SCTY
1436
DELISTED
SolarCity Corporation
SCTY
– –
-5,600
Closed -$212K
MWW
1437
DELISTED
Monster Worldwide Inc
MWW
– –
-15,784
Closed -$77K
RPTP
1438
DELISTED
RAPTOR PHARMACEUTICAL CORP COM STK (DE)
RPTP
– –
-10,881
Closed -$102K
MHY
1439
DELISTED
WESTERN ASSET MANAGED HIGH INCOM FD INC. COM
MHY
– –
-13,800
Closed -$81K
DWRE
1440
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
– –
-5,100
Closed -$216K
RKUS
1441
DELISTED
RUCKUS WIRELESS INC COM STK (DE)
RKUS
– –
-17,300
Closed -$222K
FON
1442
DELISTED
SPRINT CORP FON COM
FON
– –
-993,325
Closed -$6.97M
IMH
1443
DELISTED
Impac Mortgage Holdings Inc.
IMH
– –
-63,075
Closed -$640K
RHT
1444
DELISTED
Red Hat Inc
RHT
– –
-4,368
Closed -$209K
CIT
1445
DELISTED
CIT Group Inc.
CIT
– –
-5,863
Closed -$273K
AGN
1446
DELISTED
Allergan Inc
AGN
– –
-15,398
Closed -$1.3M
CZR
1447
DELISTED
Caesars Entertainment Corporation
CZR
– –
-23,587
Closed -$323K
PERF
1448
DELISTED
Perfumania Holdings, Inc.
PERF
– –
-22,072
Closed -$115K
ETRM
1449
DELISTED
EnteroMedics Inc.
ETRM
– –
-148
Closed -$177K
GNK
1450
DELISTED
GENCO SHIPPING & TRADING LTD
GNK
– –
-135,872
Closed -$221K
55 56 57
58
59

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HIM
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MCA
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.