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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AVEO
1401
DELISTED
AVEO Pharmaceuticals, Inc.
AVEO
– –
-22,344
Closed -$409K
CBPX
1402
DELISTED
CONTINENTAL BUILDING PRODUCTS, INC.
CBPX
– –
-16,216
Closed -$249K
ARQL
1403
DELISTED
Arqule Inc
ARQL
– –
-253,496
Closed -$393K
AVP
1404
DELISTED
Avon Products, Inc.
AVP
– –
-15,300
Closed -$224K
AVP
1405
PUT
DELISTED
Avon Products, Inc.
AVP
– –
-210,200
Closed -$3.07M
FCSC
1406
DELISTED
Fibrocell Science Inc.
FCSC
– –
-6,396
Closed -$383K
NCI
1407
DELISTED
Navigant Consulting, Inc.
NCI
– –
-13,721
Closed -$240K
IMI
1408
DELISTED
Intermolecular, Inc.
IMI
– –
-78,056
Closed -$182K
BRS
1409
DELISTED
Bristow Group, Inc.
BRS
– –
-6,988
Closed -$563K
USG
1410
DELISTED
Usg
USG
– –
-154,355
Closed -$4.65M
ARRS
1411
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-287,156
Closed -$9.34M
ICON
1412
DELISTED
Iconix Brand Group, Inc.
ICON
– –
-538
Closed -$231K
ITG
1413
DELISTED
Investment Technology Group Inc
ITG
– –
-11,793
Closed -$199K
BNCL
1414
DELISTED
Beneficial Bancorp, Inc.
BNCL
– –
-16,743
Closed -$206K
ESIO
1415
DELISTED
Electro Scientific Industries
ESIO
– –
-10,630
Closed -$72K
ESND
1416
DELISTED
Essendant Inc.
ESND
– –
-10,189
Closed -$423K
ANCX
1417
DELISTED
Access National Corp
ANCX
– –
-31,467
Closed -$477K
INTX
1418
DELISTED
Intersections, Inc.
INTX
– –
-40,730
Closed -$200K
RSYS
1419
DELISTED
Radisys Corp
RSYS
– –
-121,751
Closed -$425K
SONC
1420
DELISTED
Sonic Corp
SONC
– –
-10,969
Closed -$242K
AFSI
1421
DELISTED
AmTrust Financial Services, Inc.
AFSI
– –
-14,740
Closed -$308K
SHLD
1422
DELISTED
Sears Holding Corporation
SHLD
– –
-33,977
Closed -$1.26M
CVG
1423
DELISTED
Convergys
CVG
– –
-30,414
Closed -$652K
ANDV
1424
DELISTED
Andeavor
ANDV
– –
-3,700
Closed -$217K
GST
1425
DELISTED
Gastar Exploration Inc.
GST
– –
-66,865
Closed -$582K
55 56
57
58 59

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HIM
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MCA
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.