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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TCO
1376
DELISTED
Taubman Centers Inc.
TCO
– –
-2,900
Closed -$220K
MVC
1377
DELISTED
MVC Capital, Inc.
MVC
– –
-97,401
Closed -$1.26M
FRAN
1378
DELISTED
Francesca's Holdings Corporation
FRAN
– –
-994
Closed -$176K
GPOR
1379
DELISTED
Gulfport Energy Corp.
GPOR
– –
-9,693
Closed -$608K
GARS
1380
DELISTED
Garrison Capital Inc.
GARS
– –
-25,864
Closed -$396K
AXAS
1381
DELISTED
Abraxas Petroleum Corp
AXAS
– –
-6,722
Closed -$842K
CETV
1382
DELISTED
Central European Media Enterprises Ltd
CETV
– –
-35,079
Closed -$99K
MNK
1383
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
– –
-16,874
Closed -$1.35M
NBL
1384
DELISTED
Noble Energy, Inc.
NBL
– –
-9,592
Closed -$743K
GMO
1385
DELISTED
General Moly, Inc.
GMO
– –
-247,310
Closed -$284K
INWK
1386
DELISTED
InnerWorkings, Inc.
INWK
– –
-49,610
Closed -$422K
CLUB
1387
DELISTED
Town Sports International Holdings, Inc.
CLUB
– –
-103,175
Closed -$686K
PSV
1388
DELISTED
Hermitage Offshore Services Ltd.
PSV
– –
-2,917
Closed -$556K
LOGM
1389
DELISTED
LogMein, Inc.
LOGM
– –
-7,425
Closed -$346K
BFYT
1390
DELISTED
Benefytt Technologies, Inc. Class A Common Stock
BFYT
– –
-19,827
Closed -$244K
DNR
1391
DELISTED
Denbury Resources, Inc.
DNR
– –
-17,704
Closed -$327K
BGG
1392
DELISTED
Briggs & Stratton Corp.
BGG
– –
-12,323
Closed -$252K
GNC
1393
DELISTED
GNC Holdings, Inc.
GNC
– –
-6,187
Closed -$211K
AXE
1394
DELISTED
Anixter International Inc
AXE
– –
-2,816
Closed -$282K
JCP
1395
DELISTED
J.C. Penney Company, Inc.
JCP
– –
-1,032,744
Closed -$10.1M
RTN
1396
DELISTED
Raytheon Company
RTN
– –
-23,620
Closed -$2.18M
S
1397
DELISTED
Sprint Corporation
S
– –
-224,348
Closed -$1.91M
BCRH
1398
DELISTED
BLUE CAPITAL REINSURANCE HOLDINGS LTD.
BCRH
– –
-26,893
Closed -$530K
AYR
1399
DELISTED
Aircastle Ltd
AYR
– –
-24,165
Closed -$429K
SAUC
1400
DELISTED
Diversified Restaurant Holdings, Inc. Common stock
SAUC
– –
-28,637
Closed -$137K
54 55
56
57 58

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.