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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TEN
1351
DELISTED
Tenneco Inc. Class A Voting Common Stock
TEN
– –
-5,893
Closed -$387K
AXU
1352
DELISTED
Alexco Resource Corp
AXU
– –
-201,395
Closed -$254K
POLY
1353
DELISTED
Plantronics, Inc.
POLY
– –
-7,542
Closed -$362K
CDR
1354
DELISTED
Cedar Realty Trust, Inc
CDR
– –
-1,568
Closed -$65K
NPTN
1355
DELISTED
NEOPHOTONICS CORP
NPTN
– –
-86,915
Closed -$362K
TVTY
1356
DELISTED
Tivity Health, Inc. Common Stock
TVTY
– –
-15,428
Closed -$271K
HSTO
1357
DELISTED
Histogen Inc. Common Stock
HSTO
– –
-129
Closed -$234K
LUB
1358
DELISTED
Luby's Inc.
LUB
– –
-85,903
Closed -$505K
FOE
1359
DELISTED
Ferro Corporation
FOE
– –
-15,593
Closed -$196K
DISCK
1360
DELISTED
Discovery, Inc. Series C Common Stock
DISCK
– –
-22,220
Closed -$806K
PBCT
1361
DELISTED
People's United Financial Inc
PBCT
– –
-80,416
Closed -$1.22M
SUNS
1362
DELISTED
SLR Senior Investment Corp. Common Stock
SUNS
– –
-49,588
Closed -$837K
JMP
1363
DELISTED
JMP Group LLC
JMP
– –
-67,698
Closed -$512K
SPRT
1364
DELISTED
support.com, Inc.
SPRT
– –
-75,235
Closed -$612K
QTS
1365
DELISTED
QTS REALTY TRUST, INC.
QTS
– –
-10,468
Closed -$300K
SYKE
1366
DELISTED
SYKES Enterprises Inc
SYKE
– –
-11,116
Closed -$242K
USCR
1367
DELISTED
U S Concrete, Inc.
USCR
– –
-8,809
Closed -$218K
CTB
1368
DELISTED
Cooper Tire & Rubber Co.
CTB
– –
-7,503
Closed -$225K
CLGX
1369
DELISTED
Corelogic, Inc.
CLGX
– –
-8,324
Closed -$253K
AEGN
1370
DELISTED
Aegion Corp
AEGN
– –
-10,272
Closed -$239K
AT
1371
DELISTED
Atlantic Power Corporation
AT
– –
-12,031
Closed -$49K
EGOV
1372
DELISTED
NIC Inc
EGOV
– –
-14,289
Closed -$226K
VAR
1373
DELISTED
Varian Medical Systems, Inc.
VAR
– –
-17,065
Closed -$1.24M
EV
1374
DELISTED
Eaton Vance Corp.
EV
– –
-24,359
Closed -$921K
ZAGG
1375
DELISTED
ZAGG Inc Common Stock (Delaware)
ZAGG
– –
-131,995
Closed -$717K
53 54
55
56 57

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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.