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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
STRI
1351
DELISTED
STR HLDGS INC COM STK NEW (DE)
STRI
– –
-43,874
Closed -$299K
HNSN
1352
DELISTED
HANSEN MEDICAL, INC. COM NEW
HNSN
– –
-23,639
Closed -$340K
BGMD
1353
DELISTED
BG MEDICINE INC COM STK NEW
BGMD
– –
-15,892
Closed -$85K
MEA
1354
DELISTED
METALICO INC
MEA
– –
-174,387
Closed -$209K
PLL
1355
DELISTED
PALL CORP
PLL
– –
-9,133
Closed -$607K
FRS
1356
DELISTED
FRISCH'S RESTAURANTS INC
FRS
– –
-13,637
Closed -$254K
ANN
1357
DELISTED
ANN INC
ANN
– –
-6,853
Closed -$228K
GTI
1358
DELISTED
GRAFTECH INTERNATIONAL LTD
GTI
– –
-34,345
Closed -$250K
ADVS
1359
DELISTED
Advent Software Inc
ADVS
– –
-9,209
Closed -$323K
KRFT
1360
DELISTED
KRAFT FOODS GROUP INC COM STK (VA)
KRFT
– –
-4,954
Closed -$277K
HBOS
1361
DELISTED
HERITAGE FINANCIAL GROUP
HBOS
– –
-35,514
Closed -$524K
AOL
1362
DELISTED
AOL INC COMMON STOCK
AOL
– –
-7,457
Closed -$272K
MDW
1363
DELISTED
MIDWAY GOLD CORP (CANADA)
MDW
– –
-41,183
Closed -$39K
URZ
1364
DELISTED
URANERZ ENERGY CORP
URZ
– –
-284,331
Closed -$313K
SARA
1365
DELISTED
SARATOGA RESOURCES INC
SARA
– –
-87,609
Closed -$134K
RVM
1366
DELISTED
REVETT MINING COMPANY COMMON SHARES (DELAWARE)
RVM
– –
-110,908
Closed -$72K
LTM
1367
DELISTED
LIFE TIME FITNESS INC
LTM
– –
-7,089
Closed -$355K
AVIV
1368
DELISTED
AVIV REIT INC COM STK (MD)
AVIV
– –
-8,100
Closed -$205K
PRXI
1369
DELISTED
PREMIER EXHIBITIONS INC COM STK NEW (FL)
PRXI
– –
-11,078
Closed -$193K
SMPL
1370
DELISTED
SIMPLICITY BANCORP INC
SMPL
– –
-36,688
Closed -$532K
PEOP
1371
DELISTED
PEOPLES FED BANCSHARES INC COM STK (MD)
PEOP
– –
-25,126
Closed -$454K
TRLA
1372
DELISTED
TRULIA INC (DEL)
TRLA
– –
-6,600
Closed -$205K
SAPE
1373
DELISTED
SAPIENT CORP
SAPE
– –
-35,574
Closed -$465K
MFI
1374
DELISTED
MICROFINANCIAL INC
MFI
– –
-36,754
Closed -$289K
CBST
1375
DELISTED
CUBIST PHARMACEUTICALS INC
CBST
– –
-154,201
Closed -$7.45M
53 54
55
56 57

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HIM
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MCA
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CTAF
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.