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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+4.95%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.99B
AUM Growth
-$1.1B
Cap. Flow
-$1.57B
Cap. Flow %
-19.62%
Top 10 Hldgs %
31.15%
Holding
2,460
New
343
Increased
553
Reduced
804
Closed
667

Top Buys

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$50.7M
2
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$16.3M
3
VXX
iPath S&P 500 VIX Short-Term Futures ETN due 1/30/2019
VXX
+$15.9M
4
LBRDK icon
Liberty Broadband Class C
LBRDK
+$11.9M
5
COTY icon
Coty
COTY
+$11.9M

Top Sells

Rank Stock Value
1
BIIB icon
Biogen
BIIB
+$61.3M
2
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$55.4M
3
CPGX
COLUMBIA PIPELINE GROUP IN COM STK (DE)
CPGX
+$53.8M
4
EMC
EMC CORPORATION
EMC
+$34.8M
5
AAPL icon
Apple
AAPL
+$30.8M

Sector Composition

Rank Sector Weight
1 Technology 3.47%
2 Consumer Discretionary 3.38%
3 Financials 2.99%
4 Industrials 2.65%
5 Healthcare 2.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BLKB icon
1326
Blackbaud
BLKB
$1.66B
$584K 0.01%
8,811
+3,257
+59% +$220K
CSGS
1327
DELISTED
CSG Systems International
CSGS
$583K 0.01%
14,106
-6,865
-33% -$288K
RRGB icon
1328
Red Robin
RRGB
$137M
$583K 0.01%
+12,967
New +$632K
NTUS
1329
DELISTED
Natus Medical Inc
NTUS
$583K 0.01%
+14,837
New +$592K
CROX icon
1330
Crocs
CROX
$6.73B
$581K 0.01%
69,977
-11,389
-14% -$109K
LII icon
1331
Lennox International
LII
$18.7B
$578K 0.01%
+3,679
New +$572K
DUK icon
1332
Duke Energy
DUK
$102B
$577K 0.01%
7,211
-7,813
-52% -$647K
TTWO icon
1333
Take-Two Interactive
TTWO
$46B
$574K 0.01%
12,748
+1,518
+14% +$64K
X
1334
DELISTED
US Steel
X
$574K 0.01%
30,422
+17,217
+130% +$355K
DHR icon
1335
Danaher
DHR
$140B
$573K 0.01%
8,238
-32,035
-80% -$2.27M
UL icon
1336
Unilever
UL
$144B
$572K 0.01%
10,717
-23,896
-69% -$1.26M
ACH
1337
Accendra Health
ACH
$247M
$571K 0.01%
16,444
+7,162
+77% +$251K
MNK
1338
DELISTED
MALLINCKRODT PUBLIC LIMITED COMPANY
MNK
$570K 0.01%
8,173
-20,084
-71% -$1.45M
EDE
1339
DELISTED
Empire District Electric
EDE
$570K 0.01%
+16,671
New +$565K
UNM icon
1340
Unum
UNM
$13.9B
$567K 0.01%
16,051
-74,643
-82% -$2.53M
SPB icon
1341
Spectrum Brands
SPB
$2.07B
$566K 0.01%
+4,114
New +$524K
TLN
1342
DELISTED
Talen Energy Corporation
TLN
$566K 0.01%
40,894
-5,190
-11% -$71.3K
RGA icon
1343
Reinsurance Group of America
RGA
$15.8B
$563K 0.01%
5,215
-2,379
-31% -$243K
SWK icon
1344
Stanley Black & Decker
SWK
$14.6B
$563K 0.01%
4,575
-11,198
-71% -$1.35M
KRNY icon
1345
Kearny Financial
KRNY
$609M
$562K 0.01%
41,286
+19,785
+92% +$264K
HDB icon
1346
HDFC Bank
HDB
$122B
$561K 0.01%
31,208
-72,028
-70% -$1.27M
XRX icon
1347
Xerox
XRX
$357M
$559K 0.01%
20,947
-51,674
-71% -$1.33M
YELP icon
1348
Yelp
YELP
$1.5B
$559K 0.01%
+13,400
New +$470K
PLXS icon
1349
Plexus
PLXS
$6.77B
$558K 0.01%
11,923
+3,967
+50% +$182K
PLKI
1350
DELISTED
Popeyes Louisiana Kitchen, Inc.
PLKI
$558K 0.01%
10,487
+4,852
+86% +$270K
52 53
54
55 56

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Paloma Partners's Q3 2016 Portfolio in Review

As of Q3 2016, Paloma Partners held 2,460 positions worth $7.99B, down 12% from $9.09B the previous quarter. Its ten largest holdings account for 31% of the portfolio.

Paloma Partners withdrew a net $1.57B in Q3 2016, closing 667 positions and reducing 804 holdings. Its most notable exit was COLUMBIA PIPELINE GROUP IN COM STK (DE), an estimated $53.8M position sold in full.

By sector, the portfolio is most concentrated in Technology at 3.5% of assets, down from 5.4% a quarter earlier, followed by Consumer Discretionary and Financials.

Against the trend, Paloma Partners opened a new position in Liberty Broadband Class C worth $12.8M.

  • Paloma Partners's largest Q3 2016 buy was Liberty Broadband Class C: 178,501 shares worth $12.8M.
  • Paloma Partners added most to State Street SPDR S&P 500 ETF Trust in Q3 2016, an estimated $50.7M increase.
  • Paloma Partners's biggest Q3 2016 reduction was Biogen, cutting an estimated $61.3M.
  • Paloma Partners fully exited COLUMBIA PIPELINE GROUP IN COM STK (DE) in Q3 2016, selling an estimated $53.8M.
  • Paloma Partners's ten largest holdings make up 31% of its $7.99B portfolio in Q3 2016.
  • Paloma Partners opened 343 new positions and closed 667 in Q3 2016.
  • Paloma Partners's portfolio value fell 12% quarter-over-quarter to $7.99B.

Based on Paloma Partners's 13F filing for Q3 2016, filed 14 Nov 2016.