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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
NVE
1326
DELISTED
NV ENERGY, INC
NVE
– –
-1,258,077
Closed -$29.7M
ELN
1327
DELISTED
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
– –
-1,075,000
Closed -$16.7M
MAKO
1328
DELISTED
MAKO SURGICAL CORP COM
MAKO
– –
-115,000
Closed -$3.39M
SHFL
1329
DELISTED
SHFL ENTMT INC
SHFL
– –
-386,671
Closed -$8.89M
ACTV
1330
DELISTED
Active Network Inc
ACTV
– –
-25,000
Closed -$358K
CITZ
1331
DELISTED
CFS BANCORP INC
CITZ
– –
-250,000
Closed -$2.77M
NYX
1332
DELISTED
NYSE EURONEXT INC
NYX
– –
-1,048,259
Closed -$44M
LSE
1333
DELISTED
CAPLEASE, INC
LSE
– –
-1,151,428
Closed -$9.78M
GWAY
1334
DELISTED
GREENWAY MED TECHNOLOGIES INC CPM STK (DE)
GWAY
– –
-60,000
Closed -$1.24M
SKS
1335
DELISTED
SAKS INCORPORATED
SKS
– –
-200,200
Closed -$3.19M
DELL
1336
DELISTED
DELL INC
DELL
– –
-658,737
Closed -$9.07M
OPTR
1337
DELISTED
OPTIMER PHARMACEUTICALS, INC. COM STK
OPTR
– –
-250,000
Closed -$3.15M
WMS
1338
DELISTED
WMS INDS INC
WMS
– –
-150,000
Closed -$3.89M
BKR
1339
DELISTED
BAKER MICHAEL CORP
BKR
– –
-170,000
Closed -$6.88M
ASTX
1340
DELISTED
ASTEX PHARMACEUTICALS, INC COM
ASTX
– –
-18,854
Closed -$160K
FIRE
1341
DELISTED
SOURCEFIRE INC COM STK
FIRE
– –
-180,432
Closed -$13.7M
VHS
1342
DELISTED
VANGUARD HEALTH SYS INC COM STK (DE)
VHS
– –
-15,000
Closed -$315K
ONXX
1343
DELISTED
ONYX PHARMACEUTICALS INC
ONXX
– –
-200,000
Closed -$24.9M
VLTR
1344
DELISTED
VOLTERRA SEMCONDUCTOR CORP
VLTR
– –
-150,700
Closed -$3.47M
CLP
1345
DELISTED
COLONIAL PROPERTIES TRUST
CLP
– –
-500,000
Closed -$11.2M
MOLXA
1346
DELISTED
MOLEX INC CL-A
MOLXA
– –
-250,000
Closed -$9.57M
CTIC
1347
DELISTED
CTI BioPharma Corp. (DE) Common Stock
CTIC
– –
-10,000
Closed -$164K
KEM
1348
DELISTED
KEMET Corporation
KEM
– –
-26,000
Closed -$109K
COV
1349
DELISTED
COVIDIEN PLC COM SHS NEW (IRELAND)
COV
– –
-40,900
Closed -$2.49M
DISH
1350
DELISTED
DISH Network Corp.
DISH
– –
-95,106
Closed -$4.28M
51 52 53
54
55

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MCA
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CTAF
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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.