We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HTWR
1326
DELISTED
HEARTWARE INTERNATIONAL INC COM STK (DE)
HTWR
– –
-2,444
Closed -$233K
MKTO
1327
DELISTED
MARKETO INC COM STK (DE)
MKTO
– –
-8,894
Closed -$221K
ECTE
1328
DELISTED
ECHO THERAPEUTICS, INC. NEW COMMON STOCK (DE)
ECTE
– –
-17,236
Closed -$43K
BIN
1329
DELISTED
PROGRESSIVE WASTE SOLUTIONS LTD COM
BIN
– –
-19,088
Closed -$411K
FWM
1330
DELISTED
FAIRWAY GROUP HLDGS CORP CL A COM STK (DE)
FWM
– –
-8,755
Closed -$212K
MTSN
1331
DELISTED
MATTSON TECHNOLOGY INC
MTSN
– –
-254,366
Closed -$555K
CBNJ
1332
DELISTED
CAPE BANCORP, INC COM
CBNJ
– –
-49,051
Closed -$466K
CRWN
1333
DELISTED
CROWN MEDIA HOLDINGS INC CL-A
CRWN
– –
-25,028
Closed -$62K
ARO
1334
DELISTED
Aeropostale Inc
ARO
– –
-11,643
Closed -$161K
ACG
1335
DELISTED
AllianceBernstein Income Fund Inc
ACG
– –
-37,000
Closed -$276K
NPBC
1336
DELISTED
NATL PENN BANCSHARES INC
NPBC
– –
-19,448
Closed -$198K
ATML
1337
DELISTED
ATMEL CORP
ATML
– –
-38,279
Closed -$282K
LSG
1338
DELISTED
LAKE SHORE GOLD CORP
LSG
– –
-36,000
Closed -$11K
GMCR
1339
DELISTED
KEURIG GREEN MTN INC
GMCR
– –
-2,761
Closed -$207K
BMR
1340
DELISTED
BIOMED REALTY TRUST INC
BMR
– –
-24,567
Closed -$497K
ALTR
1341
DELISTED
Altera Corp
ALTR
– –
-20,776
Closed -$685K
HUB.B
1342
DELISTED
HUBBELL INC CL-B
HUB.B
– –
-3,419
Closed -$338K
RNDY
1343
DELISTED
ROUNDYS INC COM STK
RNDY
– –
-10,400
Closed -$87K
CSG
1344
DELISTED
CHAMBERS STR PPTYS COM
CSG
– –
-21,434
Closed -$214K
BEE
1345
DELISTED
STRATEGIC HOTELS & RESORTS, INC
BEE
– –
-60,549
Closed -$536K
FSL
1346
DELISTED
FREESCALE SEMICONDUCTOR LTD
FSL
– –
-21,005
Closed -$285K
SIAL
1347
DELISTED
SIGMA - ALDRICH CORP
SIAL
– –
-3,644
Closed -$293K
ENVI
1348
DELISTED
ENVIVIO INC COM STK (DE)
ENVI
– –
-33,552
Closed -$68K
MM
1349
DELISTED
MILLENNIAL MEDIA INC COM STK (DE)
MM
– –
-23,600
Closed -$206K
RYL
1350
DELISTED
RYLAND GROUP INC
RYL
– –
-8,286
Closed -$332K
52 53
54
55 56

Similar funds

JF
JSF Financial Los Angeles, California $510M AUM 21.25% 1-Year Est. Return
PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.