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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$4.82B
AUM Growth
-$1.08B
Cap. Flow
-$892M
Cap. Flow %
-18.51%
Top 10 Hldgs %
24.39%
Holding
2,488
New
830
Increased
522
Reduced
528
Closed
596

Top Buys

Rank Stock Value
1
XLF icon
State Street Financial Select Sector SPDR ETF
XLF
+$231M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$69.7M
3
MET icon
MetLife
MET
+$50.6M
4
GD icon
General Dynamics
GD
+$47.9M
5
FXI icon
iShares China Large-Cap ETF
FXI
+$42.2M

Top Sells

Rank Stock Value
1
XLC icon
State Street Communication Services Select Sector SPDR ETF
XLC
+$93.6M
2
JPM icon
JPMorgan Chase
JPM
+$74M
3
LLL
L3 Technologies, Inc.
LLL
+$68.8M
4
XLV icon
State Street Health Care Select Sector SPDR ETF
XLV
+$63.2M
5
HD icon
Home Depot
HD
+$63M

Sector Composition

Rank Sector Weight
1 Financials 12.22%
2 Technology 9.56%
3 Industrials 9%
4 Consumer Discretionary 6.63%
5 Healthcare 5.46%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PING
1301
DELISTED
Ping Identity Holding Corp.
PING
$412K 0.01%
+23,892
New +$435K
CO
1302
DELISTED
Global Cord Blood Corporation
CO
$412K 0.01%
+85,100
New +$446K
CCL icon
1303
PUT
Carnival Corporation Ltd
CCL
$38.1B
$411K 0.01%
+9,400
New +$434K
NVMI
1304
Nova
NVMI
$11.7B
$411K 0.01%
+12,949
New +$368K
GME icon
1305
GameStop
GME
$9.8B
$410K 0.01%
297,400
-779,392
-72% -$842K
MTW icon
1306
Manitowoc
MTW
$491M
$410K 0.01%
32,778
+17,909
+120% +$270K
RLJ icon
1307
RLJ Lodging Trust
RLJ
$1.88B
$410K 0.01%
24,159
+8,159
+51% +$139K
SRLN icon
1308
State Street Blackstone Senior Loan ETF
SRLN
$5.3B
$410K 0.01%
8,857
-11,518
-57% -$531K
BBBY
1309
DELISTED
Bed Bath & Beyond Inc
BBBY
$410K 0.01%
38,541
-3,181
-8% -$30.7K
NAV
1310
DELISTED
Navistar International
NAV
$410K 0.01%
+14,616
New +$415K
CMP icon
1311
Compass Minerals
CMP
$1.23B
$409K 0.01%
+7,235
New +$388K
UA icon
1312
Under Armour Class C
UA
$2.95B
$409K 0.01%
+22,568
New +$445K
BIG
1313
DELISTED
Big Lots, Inc.
BIG
$409K 0.01%
16,700
-6,067
-27% -$144K
SYNH
1314
DELISTED
Syneos Health, Inc. Class A Common Stock
SYNH
$409K 0.01%
+7,688
New +$395K
DE icon
1315
Deere & Co
DE
$165B
$408K 0.01%
2,418
-24,451
-91% -$3.91M
RCM
1316
DELISTED
R1 RCM Inc. Common Stock
RCM
$408K 0.01%
+45,677
New +$539K
HRL icon
1317
Hormel Foods
HRL
$14.2B
$407K 0.01%
9,314
-47,859
-84% -$2.01M
MKC icon
1318
PUT
McCormick & Company Non-Voting
MKC
$14B
$406K 0.01%
+5,200
New +$418K
ONCE
1319
DELISTED
Spark Therapeutics, Inc. Common Stock
ONCE
$406K 0.01%
+4,189
New +$419K
AUBN icon
1320
Auburn National Bancorp
AUBN
$91.8M
$405K 0.01%
8,616
-1,884
-18% -$73.5K
MSEX icon
1321
Middlesex Water
MSEX
$1.07B
$405K 0.01%
+6,228
New +$379K
PVH icon
1322
PVH
PVH
$4.07B
$405K 0.01%
4,587
+2,095
+84% +$175K
CSW
1323
CSW Industrials
CSW
$4.44B
$404K 0.01%
+5,852
New +$404K
PDLI
1324
DELISTED
PDL BioPharma, Inc.
PDLI
$404K 0.01%
186,900
-14,347
-7% -$38.3K
EXPE icon
1325
CALL
Expedia Group
EXPE
$36.5B
$403K 0.01%
+3,000
New +$396K
51 52
53
54 55

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Paloma Partners's Q3 2019 Portfolio in Review

As of Q3 2019, Paloma Partners held 2,488 positions worth $4.82B, down 18% from $5.9B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Paloma Partners withdrew a net $892M in Q3 2019, closing 596 positions and reducing 528 holdings. Its most notable exit was State Street Communication Services Select Sector SPDR ETF, an estimated $93.6M position sold in full.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 10% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Financial Select Sector SPDR ETF worth $235M.

  • Paloma Partners's largest Q3 2019 buy was State Street Financial Select Sector SPDR ETF: 8,375,441 shares worth $235M.
  • Paloma Partners added most to State Street Technology Select Sector SPDR ETF in Q3 2019, an estimated $69.7M increase.
  • Paloma Partners's biggest Q3 2019 reduction was JPMorgan Chase, cutting an estimated $74M.
  • Paloma Partners fully exited State Street Communication Services Select Sector SPDR ETF in Q3 2019, selling an estimated $93.6M.
  • Paloma Partners's ten largest holdings make up 24% of its $4.82B portfolio in Q3 2019.
  • Paloma Partners opened 830 new positions and closed 596 in Q3 2019.
  • Paloma Partners's portfolio value fell 18% quarter-over-quarter to $4.82B.

Based on Paloma Partners's 13F filing for Q3 2019, filed 14 Nov 2019.