PP

Paloma Partners Portfolio holdings

AUM $291M
1-Year Est. Return 260%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+260%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.74B
AUM Growth
+$109M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
1,395
New
Increased
Reduced
Closed

Top Buys

1
+$46M
2
+$16.8M
3
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

1
+$44M
2
+$29.7M
3
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

1 Financials 11.75%
2 Technology 10.29%
3 Industrials 10.12%
4 Consumer Discretionary 8.91%
5 Healthcare 6.81%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
1301
– –
-10,338
1302
– –
-11,470
1303
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-4,101
1304
– –
-6,118
1305
– –
-11,094
1306
– –
-6,848
1307
– –
-107,985
1308
– –
-27,193
1309
– –
-24,358
1310
– –
-18,890
1311
– –
-14,891
1312
– –
-50,000
1313
– –
-35,000
1314
– –
-41,448
1315
– –
-5,472
1316
– –
0
1317
– –
-255,922
1318
– –
-13,086
1319
– –
-11,014
1320
– –
-17,818
1321
– –
-17,384
1322
– –
-10,700
1323
– –
-50,000
1324
– –
-32,501
1325
– –
-22,574
51 52
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