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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
AEC
1301
DELISTED
ASSOCIATED ESTATES REALTY CORP
AEC
– –
-12,800
Closed -$191K
CTRX
1302
DELISTED
CATAMARAN CORP COM STK (CDA)
CTRX
– –
-71,233
Closed -$3.27M
ROSE
1303
DELISTED
ROSETTA RESOURCES INC
ROSE
– –
-6,200
Closed -$337K
ANR
1304
DELISTED
Alpha Natural Resources Inc
ANR
– –
-10,500
Closed -$63K
MCP
1305
DELISTED
MOLYCORP INC COM STK
MCP
– –
-19,100
Closed -$125K
PKT
1306
DELISTED
PROCERA NETWORKS INC NEW COM STK (DE)
PKT
– –
-65,000
Closed -$1.01M
ARUN
1307
DELISTED
ARUBA NETWORKS, INC.
ARUN
– –
-10,025
Closed -$167K
ANV
1308
DELISTED
Allied Nevada Gold Corp
ANV
– –
-10,300
Closed -$43K
PTP
1309
DELISTED
PLATINUM UNDERWRITERS HLDGS LTD
PTP
– –
-4,391
Closed -$262K
RSH
1310
DELISTED
RADIOSHACK CORP
RSH
– –
-19,200
Closed -$65K
WTSL
1311
DELISTED
WET SEAL INC CL-A
WTSL
– –
-127,900
Closed -$503K
TQNT
1312
DELISTED
TRIQUINT SEMICONDUCTOR INC
TQNT
– –
-23,700
Closed -$193K
FST
1313
DELISTED
FOREST OIL CORPORATION
FST
– –
-13,000
Closed -$79K
BKW
1314
DELISTED
BURGER KING WORLDWIDE
BKW
– –
-20,954
Closed -$409K
KOG
1315
DELISTED
KODIAK OIL & GAS CORP
KOG
– –
-56,500
Closed -$681K
KMR
1316
DELISTED
KINDER MORGAN MANAGEMENT LLC
KMR
– –
-147,347
Closed -$10.2M
URS
1317
DELISTED
URS CORP
URS
– –
-19,946
Closed -$1.07M
ITMN
1318
DELISTED
INTERMUNE INC
ITMN
– –
-32,557
Closed -$500K
QCOR
1319
DELISTED
QUESTCOR PHARMA INC
QCOR
– –
-11,787
Closed -$683K
AMBT
1320
DELISTED
Ambient Corp
AMBT
– –
-10,200
Closed -$23K
CBEY
1321
DELISTED
CBEYOND INC COM STK
CBEY
– –
-55,500
Closed -$356K
SWSH
1322
DELISTED
SWISHER HYGIENE INC COM STK NEW (DE)
SWSH
– –
-7,400
Closed -$45K
LPS
1323
DELISTED
LENDER PROCESSING SERVICES INC
LPS
– –
-451,457
Closed -$15M
SPRD
1324
DELISTED
SPREADTRUM COMMUNICATIONS INC ADS (CAYMAN ISLANDS)
SPRD
– –
-25,000
Closed -$762K
TPGI
1325
DELISTED
THOMAS PROPERTIES GROUP INC
TPGI
– –
-118,835
Closed -$799K
51 52
53
54 55

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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.