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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
DFT
1301
DELISTED
DuPont Fabros Technology Inc.
DFT
– –
-20,556
Closed -$496K
MACK
1302
DELISTED
Merrimack Pharmaceuticals, Inc.
MACK
– –
-1,665
Closed -$88K
WFM
1303
DELISTED
Whole Foods Market Inc
WFM
– –
-4,027
Closed -$207K
XRA
1304
DELISTED
Exeter Resources Corporation
XRA
– –
-15,816
Closed -$11K
RAI
1305
DELISTED
Reynolds American Inc
RAI
– –
-11,308
Closed -$273K
BHI
1306
DELISTED
Baker Hughes
BHI
– –
-5,920
Closed -$273K
YHOO
1307
DELISTED
Yahoo Inc
YHOO
– –
-132,224
Closed -$3.32M
MJN
1308
DELISTED
Mead Johnson Nutrition Company
MJN
– –
-6,610
Closed -$524K
EVER
1309
DELISTED
Everbank Financial Corp
EVER
– –
-12,300
Closed -$204K
BAA
1310
DELISTED
Banro Corporation Common Stock
BAA
– –
-18,070
Closed -$141K
SBY
1311
DELISTED
Silver Bay Realty Trust Corp.
SBY
– –
-51,977
Closed -$861K
WINT
1312
DELISTED
Windtree Therapeutics Inc
WINT
– –
-16,398
Closed -$349K
MEET
1313
DELISTED
The Meet Group, Inc. Common Stock
MEET
– –
-84,470
Closed -$138K
ENH
1314
DELISTED
Endurance Specialty Holdings Ltd
ENH
– –
-7,076
Closed -$364K
LLTC
1315
DELISTED
Linear Technology Corp
LLTC
– –
-13,000
Closed -$479K
EQY
1316
DELISTED
Equity One
EQY
– –
-21,360
Closed -$483K
CLC
1317
DELISTED
Clarcor
CLC
– –
-8,447
Closed -$441K
SE
1318
DELISTED
Spectra Energy Corp Wi
SE
– –
-6,030
Closed -$208K
ACUR
1319
DELISTED
Acura Pharmaceuticals
ACUR
– –
-10,436
Closed -$98K
LOCK
1320
DELISTED
LifeLock, Inc.
LOCK
– –
-17,019
Closed -$199K
CLNY
1321
DELISTED
Colony Capital, Inc.
CLNY
– –
-20,584
Closed -$409K
MHGC
1322
DELISTED
Morgans Hotel Group Co.
MHGC
– –
-30,000
Closed -$242K
AEGR
1323
DELISTED
Aegerion Pharmaceuticals
AEGR
– –
-5,210
Closed -$330K
FES
1324
DELISTED
Forbes Energy Services Ltd
FES
– –
-63,284
Closed -$254K
ACW
1325
DELISTED
Accuride Corp
ACW
– –
-19,330
Closed -$98K
51 52
53
54 55

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NIEF
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HIM
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MCA
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.