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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+7.76%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2B
AUM Growth
-$532M
Cap. Flow
-$697M
Cap. Flow %
-34.84%
Top 10 Hldgs %
21.69%
Holding
1,395
New
507
Increased
230
Reduced
207
Closed
416

Top Buys

Rank Stock Value
1
XLP icon
State Street Consumer Staples Select Sector SPDR ETF
XLP
+$46M
2
LNCO
LINNCO LLC COM SHS REPSTG LTD LIABILITY
LNCO
+$16.8M
3
PBCT
People's United Financial Inc
PBCT
+$15M
4
LO
LORILLARD INC COM STK
LO
+$14.6M
5
CB icon
Chubb
CB
+$11.9M

Top Sells

Rank Stock Value
1
NYX
NYSE EURONEXT INC
NYX
+$44M
2
NVE
NV ENERGY, INC
NVE
+$29.7M
3
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.9M
4
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.7M
5
LPS
LENDER PROCESSING SERVICES INC
LPS
+$15M

Sector Composition

Rank Sector Weight
1 Financials 10.25%
2 Technology 8.97%
3 Industrials 8.87%
4 Consumer Discretionary 7.77%
5 Healthcare 5.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ENZN
1276
DELISTED
ENZON PHARMACEUTICALS INC
ENZN
– –
-25,800
Closed -$43K
SNDK
1277
DELISTED
SANDISK CORP
SNDK
– –
-13,219
Closed -$787K
JAH
1278
DELISTED
JARDEN CORPORATION
JAH
– –
-15,518
Closed -$500K
NIO
1279
DELISTED
NUVEEN MUNICIPAL OPPORTUNITY FUND INC
NIO
– –
-10,900
Closed -$142K
NQU
1280
DELISTED
NUVEEN QUALITY INCOME MUNI FD
NQU
– –
-11,400
Closed -$144K
NPT
1281
DELISTED
NUVEEN PREM INSD MUNI FD-4 INC
NPT
– –
-12,100
Closed -$144K
NXZ
1282
DELISTED
NUVEEN DIV ADV MUNI FD-2
NXZ
– –
-10,800
Closed -$140K
NQI
1283
DELISTED
NUVEEN QUALITY MUNICIPAL FUND INC
NQI
– –
-11,600
Closed -$143K
NMA
1284
DELISTED
NUVEEN MUNI ADVANTAGE FUND
NMA
– –
-11,500
Closed -$144K
PRE
1285
DELISTED
PARTNERRE LTD
PRE
– –
-15,683
Closed -$1.44M
SWI
1286
DELISTED
SOLARWINDS INC COM STK (DE)
SWI
– –
-5,831
Closed -$204K
SYA
1287
DELISTED
SYMETRA FINANCIAL CORPORATION COMMON STOCK
SYA
– –
-13,500
Closed -$241K
PCP
1288
DELISTED
PRECISION CASTPARTS CORP
PCP
– –
-1,614
Closed -$367K
UTIW
1289
DELISTED
UTI WORLDWIDE INC
UTIW
– –
-40,500
Closed -$612K
NES
1290
DELISTED
NUVERRA ENVIRONMENTAL INC NEW COM STK (DE)
NES
– –
-1,730
Closed -$40K
PMCS
1291
DELISTED
P M C SIERRA INC
PMCS
– –
-61,200
Closed -$405K
TC
1292
DELISTED
Thompson Creek Metals Company Inc. Ordinary Shares (Canada)
TC
– –
-44,100
Closed -$158K
GDP
1293
DELISTED
GOODRICH PETROLEUM CORP(NEW)
GDP
– –
-29,183
Closed -$709K
SD
1294
DELISTED
SANDRIDGE ENERGY, INC.
SD
– –
-20,072
Closed -$117K
TW
1295
DELISTED
TOWERS WATSON & CO COM STK CL A (DE)
TW
– –
-1,964
Closed -$210K
SFY
1296
DELISTED
SWIFT ENERGY CO (HOLDING COMPANY)
SFY
– –
-15,800
Closed -$181K
AWAY
1297
DELISTED
HOMEAWAY INC COM
AWAY
– –
-49,045
Closed -$1.37M
OWW
1298
DELISTED
ORBITZ WORLDWIDE, INC
OWW
– –
-30,234
Closed -$291K
VTG
1299
DELISTED
VANTAGE DRILLING COMPANY ORD SHS (KY)
VTG
– –
-15,200
Closed -$26K
PPO
1300
DELISTED
POLYPORE INTERNATIONAL, INC
PPO
– –
-10,357
Closed -$424K
50 51
52
53 54

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Paloma Partners's Q4 2013 Portfolio in Review

As of Q4 2013, Paloma Partners held 1,395 positions worth $2B, down 21% from $2.53B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $697M in Q4 2013, closing 416 positions and reducing 207 holdings. Its most notable exit was NYSE EURONEXT INC, an estimated $44M position sold in full.

By sector, the portfolio is most concentrated in Financials at 10% of assets, up from 7.7% a quarter earlier, followed by Technology and Industrials.

Against the trend, Paloma Partners opened a new position in State Street Consumer Staples Select Sector SPDR ETF worth $46.9M.

  • Paloma Partners's largest Q4 2013 buy was State Street Consumer Staples Select Sector SPDR ETF: 1,090,200 shares worth $46.9M.
  • Paloma Partners added most to LORILLARD INC COM STK in Q4 2013, an estimated $14.6M increase.
  • Paloma Partners's biggest Q4 2013 reduction was Apple, cutting an estimated $11.7M.
  • Paloma Partners fully exited NYSE EURONEXT INC in Q4 2013, selling an estimated $44M.
  • Paloma Partners's ten largest holdings make up 22% of its $2B portfolio in Q4 2013.
  • Paloma Partners opened 507 new positions and closed 416 in Q4 2013.
  • Paloma Partners's portfolio value fell 21% quarter-over-quarter to $2B.

Based on Paloma Partners's 13F filing for Q4 2013, filed 14 Feb 2014.