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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ESL
1276
DELISTED
Esterline Technologies
ESL
– –
-4,631
Closed -$335K
NFX
1277
DELISTED
Newfield Exploration
NFX
– –
-20,600
Closed -$492K
NAUH
1278
DELISTED
National American University Holdings, Inc.
NAUH
– –
-40,680
Closed -$152K
FCE.A
1279
DELISTED
Forest City Realty Trust, Inc.
FCE.A
– –
-12,572
Closed -$225K
SODA
1280
DELISTED
SodaStream International Ltd
SODA
– –
-2,872
Closed -$209K
PRSS
1281
DELISTED
CafePress Inc.
PRSS
– –
-19,787
Closed -$124K
PX
1282
DELISTED
Praxair Inc
PX
– –
-7,086
Closed -$816K
PF
1283
DELISTED
Pinnacle Foods, Inc.
PF
– –
-8,400
Closed -$203K
SHLD
1284
DELISTED
Sears Holding Corporation
SHLD
– –
-10,185
Closed -$323K
SVU
1285
DELISTED
SUPERVALU Inc.
SVU
– –
-4,749
Closed -$207K
CVG
1286
DELISTED
Convergys
CVG
– –
-13,865
Closed -$242K
ELON
1287
DELISTED
Echelon Corp
ELON
– –
-16,438
Closed -$347K
PAY
1288
CALL
DELISTED
Verifone Systems Inc
PAY
– –
-69,600
Closed -$1.17M
MATR
1289
DELISTED
Mattersight Corp.
MATR
– –
-43,805
Closed -$123K
NSM
1290
DELISTED
Nationstar Mortgage Holdings
NSM
– –
-53,246
Closed -$1.99M
CBI
1291
DELISTED
Chicago Bridge & Iron Nv
CBI
– –
-8,563
Closed -$511K
DYN
1292
DELISTED
Dynegy, Inc.
DYN
– –
-9,264
Closed -$209K
CASC
1293
DELISTED
Cascadian Therapeutics, Inc.
CASC
– –
-41,037
Closed -$384K
SNI
1294
DELISTED
Scripps Networks Interactive, Inc Common Class A
SNI
– –
-11,869
Closed -$792K
CAA
1295
DELISTED
CalAtlantic Group, Inc.
CAA
– –
-3,489
Closed -$145K
BWLD
1296
DELISTED
Buffalo Wild Wings, Inc.
BWLD
– –
-4,803
Closed -$472K
BV
1297
DELISTED
Bazaarvoice, Inc.
BV
– –
-16,589
Closed -$156K
RLOG
1298
DELISTED
Rand Logistics, Inc.
RLOG
– –
-76,847
Closed -$394K
EXA
1299
DELISTED
EXA Corporation
EXA
– –
-26,734
Closed -$275K
FALC
1300
DELISTED
FalconStor Software Inc
FALC
– –
-136,437
Closed -$187K
50 51
52
53 54

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MCA
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Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.