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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SIGA icon
1251
SIGA Technologies
SIGA
$240M
– –
-156,918
Closed -$443K
SLRC icon
1252
SLR Investment Corp
SLRC
$708M
– –
-193,512
Closed -$4.12M
SM icon
1253
SM Energy
SM
$7.11B
– –
-4,300
Closed -$362K
SNBR
1254
DELISTED
Sleep Number
SNBR
– –
-11,413
Closed -$236K
SPB icon
1255
Spectrum Brands
SPB
$2.08B
– –
-77,583
Closed -$6.67M
SPG icon
1256
CALL
Simon Property Group
SPG
$76.8B
– –
-4,000
Closed -$665K
SPG icon
1257
PUT
Simon Property Group
SPG
$76.8B
– –
-4,000
Closed -$665K
SRPT icon
1258
Sarepta Therapeutics
SRPT
$1.63B
– –
-45,000
Closed -$1.34M
NSLR
1259
Neostellar Capital Corp
NSLR
$269M
– –
-128,134
Closed -$879K
SWX icon
1260
Southwest Gas
SWX
$6.7B
– –
-5,327
Closed -$281K
SXC icon
1261
SunCoke Energy
SXC
$779M
– –
-15,084
Closed -$324K
TCPC icon
1262
BlackRock TCP Capital
TCPC
$274M
– –
-152,683
Closed -$2.78M
TCRT icon
1263
Alaunos Therapeutics
TCRT
$4.64M
– –
-182
Closed -$110K
TDY icon
1264
Teledyne Technologies
TDY
$30.1B
– –
-3,887
Closed -$378K
TK icon
1265
Teekay
TK
$981M
– –
-9,061
Closed -$564K
TR icon
1266
Tootsie Roll Industries
TR
$2.94B
– –
-11,007
Closed -$227K
TRGP icon
1267
Targa Resources
TRGP
$56.2B
– –
-73,001
Closed -$10.2M
TRST
1268
Trustco Bank Corp NY
TRST
$984M
– –
-2,077
Closed -$69K
TSCO icon
1269
Tractor Supply
TSCO
$16.5B
– –
-143,030
Closed -$1.73M
TSN icon
1270
CALL
Tyson Foods
TSN
$21.5B
– –
-10,000
Closed -$375K
TSN icon
1271
PUT
Tyson Foods
TSN
$21.5B
– –
-25,000
Closed -$939K
TT icon
1272
Trane Technologies
TT
$104B
– –
-33,248
Closed -$2.08M
TTEC icon
1273
TTEC Holdings
TTEC
$119M
– –
-7,660
Closed -$222K
TTEK icon
1274
Tetra Tech
TTEK
$8.7B
– –
-41,090
Closed -$226K
TWI icon
1275
Titan International
TWI
$530M
– –
-45,647
Closed -$768K
49 50
51
52 53

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HIM
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MCA
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OA
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CTAF
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MWAM
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.