We are live on ! Find out more
PP

Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+6.78%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.53B
AUM Growth
+$737M
Cap. Flow
+$530M
Cap. Flow %
20.93%
Top 10 Hldgs %
42.7%
Holding
1,485
New
368
Increased
255
Reduced
231
Closed
590

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$30.6M
2
ONXX
ONYX PHARMACEUTICALS INC
ONXX
+$24.2M
3
ELN
ELAN CORP ADS(RP1 ORD4IRISH PN
ELN
+$16.2M
4
FIRE
SOURCEFIRE INC COM STK
FIRE
+$12.9M
5
NYX
NYSE EURONEXT INC
NYX
+$11.9M

Top Sells

Rank Stock Value
1
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$44.4M
2
LUFK
LUFKIN IND INC
LUFK
+$29.4M
3
BMC
BMC SOFTWARE, INC
BMC
+$15.2M
4
XLB icon
State Street Materials Select Sector SPDR ETF
XLB
+$12.9M
5
PCYC
PHARMACYCLICS INC
PCYC
+$12.2M

Sector Composition

Rank Sector Weight
1 Financials 7.68%
2 Technology 6.55%
3 Industrials 6.01%
4 Consumer Discretionary 4.25%
5 Healthcare 3.94%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ETFC
1251
DELISTED
E*Trade Financial Corporation
ETFC
– –
-16,808
Closed -$213K
GMO
1252
DELISTED
General Moly, Inc.
GMO
– –
-23,439
Closed -$44K
ASFI
1253
DELISTED
Asta Funding Inc
ASFI
– –
-42,687
Closed -$369K
NE
1254
DELISTED
Noble Corporation
NE
– –
-6,281
Closed -$206K
BGG
1255
DELISTED
Briggs & Stratton Corp.
BGG
– –
-16,231
Closed -$321K
ALO
1256
DELISTED
Alio Gold Inc
ALO
– –
-1,540
Closed -$34K
GNC
1257
DELISTED
GNC Holdings, Inc.
GNC
– –
-6,045
Closed -$267K
AXE
1258
DELISTED
Anixter International Inc
AXE
– –
-5,545
Closed -$421K
SDRL
1259
DELISTED
Seadrill Limited Common Stock
SDRL
– –
-25
Closed -$277K
WBC
1260
DELISTED
WABCO HOLDINGS INC.
WBC
– –
-7,855
Closed -$587K
RTN
1261
DELISTED
Raytheon Company
RTN
– –
-22,584
Closed -$1.49M
IDXG
1262
DELISTED
Interpace Biosciences, Inc. Common Stock
IDXG
– –
-436
Closed -$205K
ASNA
1263
DELISTED
Ascena Retail Group, Inc.
ASNA
– –
-2,120
Closed -$740K
VSI
1264
DELISTED
Vitamin Shoppe Inc.
VSI
– –
-4,968
Closed -$223K
DF
1265
DELISTED
Dean Foods Company
DF
– –
-10,278
Closed -$206K
AREX
1266
DELISTED
Approach Resources Inc.
AREX
– –
-25,000
Closed -$614K
BID
1267
DELISTED
Sotheby's
BID
– –
-7,171
Closed -$272K
APC
1268
DELISTED
Anadarko Petroleum
APC
– –
-3,183
Closed -$274K
DATA
1269
DELISTED
Tableau Software, Inc.
DATA
– –
-3,700
Closed -$205K
LLL
1270
DELISTED
L3 Technologies, Inc.
LLL
– –
-3,193
Closed -$274K
SIFI
1271
DELISTED
SI Financial Group, Inc. NEW MD
SIFI
– –
-46,006
Closed -$508K
WFT
1272
DELISTED
Weatherford International plc
WFT
– –
-66,817
Closed -$915K
ULTI
1273
DELISTED
Ultimate Software Group Inc
ULTI
– –
-4,106
Closed -$482K
ARRS
1274
DELISTED
ARRIS International plc Ordinary Shares
ARRS
– –
-14,139
Closed -$203K
BLMT
1275
DELISTED
BSB Bancorp, Inc.
BLMT
– –
-35,670
Closed -$469K
49 50
51
52 53

Similar funds

PWMG
Prestige Wealth Management Group Flemington, New Jersey $509M AUM 15.69% 1-Year Est. Return
NIEF
Nalanda India Equity Fund Mauritius $510M AUM 23.61% 1-Year Est. Return
HIM
HughesLittle Investment Management Vancouver $511M AUM 24.72% 1-Year Est. Return
MCA
Magnolia Capital Advisors Jackson, Mississippi $509M AUM 18.99% 1-Year Est. Return
OA
Oasis Advisors Forest City, Iowa $509M AUM
MC
Machina Capital Paris, France $508M AUM 9.91% 1-Year Est. Return
CTAF
Call To Action Foundation Salt Lake City, Utah $511M AUM 16.28% 1-Year Est. Return
MWAM
Manhattan West Asset Management Los Angeles, California $511M AUM 18.81% 1-Year Est. Return

Paloma Partners's Q3 2013 Portfolio in Review

As of Q3 2013, Paloma Partners held 1,485 positions worth $2.53B, up 41% from $1.79B the previous quarter. Its ten largest holdings account for 43% of the portfolio.

Paloma Partners deployed $530M of net new capital in Q3 2013, opening 368 new positions and adding to 255 existing holdings. Its largest new stake was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.

By sector, the portfolio is most concentrated in Financials at 7.7% of assets, down from 7.9% a quarter earlier, followed by Technology and Industrials.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $44.4M trimmed.

  • Paloma Partners's largest Q3 2013 buy was iShares Russell 2000 ETF: 295,882 shares worth $31.5M.
  • Paloma Partners added most to ONYX PHARMACEUTICALS INC in Q3 2013, an estimated $24.2M increase.
  • Paloma Partners's biggest Q3 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $44.4M.
  • Paloma Partners fully exited LUFKIN IND INC in Q3 2013, selling an estimated $29.4M.
  • Paloma Partners's ten largest holdings make up 43% of its $2.53B portfolio in Q3 2013.
  • Paloma Partners opened 368 new positions and closed 590 in Q3 2013.
  • Paloma Partners's portfolio value rose 41% quarter-over-quarter to $2.53B.

Based on Paloma Partners's 13F filing for Q3 2013, filed 14 Nov 2013.