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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RC
1226
Ready Capital
RC
$265M
– –
-24,218
Closed -$403K
RCL icon
1227
Royal Caribbean
RCL
$81.8B
– –
-5,854
Closed -$325K
RELL icon
1228
Richardson Electronics
RELL
$269M
– –
-48,827
Closed -$511K
RGA icon
1229
Reinsurance Group of America
RGA
$15.7B
– –
-8,931
Closed -$705K
RGS icon
1230
Regis Corp
RGS
$68.3M
– –
-1,118
Closed -$315K
RHI icon
1231
Robert Half
RHI
$4.07B
– –
-12,400
Closed -$592K
RHP icon
1232
Ryman Hospitality Properties
RHP
$8.52B
– –
-7,762
Closed -$374K
RITM icon
1233
Rithm Capital
RITM
$5.15B
– –
-18,421
Closed -$232K
RL icon
1234
Ralph Lauren
RL
$22.6B
– –
-4,000
Closed -$643K
RLJ icon
1235
RLJ Lodging Trust
RLJ
$1.9B
– –
-17,104
Closed -$494K
RMD icon
1236
ResMed
RMD
$29.5B
– –
-34,521
Closed -$1.75M
RNR icon
1237
RenaissanceRe
RNR
$13.7B
– –
-3,222
Closed -$345K
ROK icon
1238
Rockwell Automation
ROK
$51.9B
– –
-7,200
Closed -$901K
RPM icon
1239
RPM International
RPM
$13.8B
– –
-37,400
Closed -$1.73M
RVTY icon
1240
Revvity
RVTY
$12.1B
– –
-9,200
Closed -$431K
RY icon
1241
Royal Bank of Canada
RY
$291B
– –
-12,146
Closed -$894K
SANM icon
1242
Sanmina
SANM
$11.2B
– –
-12,763
Closed -$291K
SCCO icon
1243
Southern Copper
SCCO
$141B
– –
-25,298
Closed -$712K
SCM icon
1244
Stellus Capital Investment Corp
SCM
$204M
– –
-50,015
Closed -$735K
SCOR icon
1245
Comscore
SCOR
$107M
– –
-396
Closed -$281K
SEB icon
1246
Seaboard Corp
SEB
$4.42B
– –
-79
Closed -$239K
SGA icon
1247
Saga Communications
SGA
$54.3M
– –
-5,682
Closed -$243K
SHO icon
1248
Sunstone Hotel Investors
SHO
$2.2B
– –
-21,894
Closed -$327K
SHOO icon
1249
Steven Madden
SHOO
$3.18B
– –
-20,832
Closed -$476K
SHYF
1250
DELISTED
The Shyft Group
SHYF
– –
-73,627
Closed -$334K
48 49
50
51 52

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NIEF
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HIM
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MCA
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OA
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MC
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CTAF
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.