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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+3.74%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$7.27B
AUM Growth
-$1.17B
Cap. Flow
-$1.7B
Cap. Flow %
-23.39%
Top 10 Hldgs %
25.72%
Holding
2,745
New
632
Increased
565
Reduced
769
Closed
686

Top Buys

Rank Stock Value
1
ALR
Alere Inc
ALR
+$36.1M
2
PRXL
Parexel International Corp
PRXL
+$24.3M
3
XRT icon
State Street SPDR S&P Retail ETF
XRT
+$14.8M
4
EQT icon
EQT Corp
EQT
+$13.7M
5
PBA icon
Pembina Pipeline
PBA
+$12.7M

Top Sells

Rank Stock Value
1
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$59M
2
IBB icon
iShares Biotechnology ETF
IBB
+$41M
3
XOP icon
State Street SPDR S&P Oil & Gas Exploration & Production ETF
XOP
+$30.5M
4
AAPL icon
Apple
AAPL
+$24.4M
5
TRI icon
Thomson Reuters
TRI
+$20.6M

Sector Composition

Rank Sector Weight
1 Financials 4.49%
2 Industrials 4.34%
3 Technology 3.92%
4 Consumer Discretionary 3.71%
5 Healthcare 3.41%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SBUX icon
101
CALL
Starbucks
SBUX
$118B
$10.1M 0.14%
187,400
-36,500
-16% -$2.02M
OXY icon
102
CALL
Occidental Petroleum
OXY
$57B
$10M 0.14%
156,500
+104,000
+198% +$6.33M
XELA
103
DELISTED
Exela Technologies, Inc. Common Stock
XELA
$9.91M 0.14%
168
+1
+0.6% +$77.4K
GM icon
104
General Motors
GM
$74.7B
$9.9M 0.14%
245,181
+203,188
+484% +$7.42M
LOW icon
105
Lowe's Companies
LOW
$116B
$9.89M 0.14%
123,689
+12,582
+11% +$963K
CHTR icon
106
Charter Communications
CHTR
$14.7B
$9.87M 0.14%
+27,147
New +$10.1M
KHC icon
107
CALL
Kraft Heinz
KHC
$30.4B
$9.79M 0.13%
+126,300
New +$10.6M
USWS
108
DELISTED
U.S. Well Services, Inc. Class A Common Stock
USWS
$9.73M 0.13%
47,619
– –
PEP icon
109
PepsiCo
PEP
$186B
$9.73M 0.13%
87,288
+44,330
+103% +$5.12M
KDP icon
110
PUT
Keurig Dr Pepper
KDP
$40.4B
$9.47M 0.13%
+107,000
New +$9.71M
EWZ icon
111
PUT
iShares MSCI Brazil ETF
EWZ
$9.05B
$9.41M 0.13%
225,800
-52,500
-19% -$2.05M
PNW icon
112
Pinnacle West Capital
PNW
$12.9B
$9.36M 0.13%
110,632
+70,751
+177% +$6.2M
REGN icon
113
PUT
Regeneron Pharmaceuticals
REGN
$68.8B
$9.35M 0.13%
20,900
-2,200
-10% -$1.05M
MCK icon
114
CALL
McKesson
MCK
$98.5B
$9.31M 0.13%
60,600
+58,800
+3,267% +$9.18M
GS icon
115
PUT
Goldman Sachs
GS
$313B
$9.3M 0.13%
39,200
+36,600
+1,408% +$8.26M
AMGN icon
116
PUT
Amgen
AMGN
$203B
$9.27M 0.13%
49,700
+28,400
+133% +$5.03M
TFC icon
117
CALL
Truist Financial
TFC
$63.2B
$9.27M 0.13%
197,400
+130,700
+196% +$6.01M
BAC icon
118
CALL
Bank of America
BAC
$435B
$9.25M 0.13%
365,000
+190,000
+109% +$4.61M
CMCSA icon
119
Comcast
CMCSA
$79.1B
$9.24M 0.13%
240,164
+32,284
+16% +$1.27M
LNT icon
120
Alliant Energy
LNT
$19.4B
$9.23M 0.13%
222,100
-53,297
-19% -$2.22M
XLF icon
121
CALL
State Street Financial Select Sector SPDR ETF
XLF
$55.6B
$9.22M 0.13%
+356,500
New +$8.89M
VRRM icon
122
Verra Mobility
VRRM
$615M
$9.22M 0.13%
924,500
-24,055
-3% -$241K
ETN icon
123
PUT
Eaton
ETN
$157B
$9.19M 0.13%
119,700
+30,300
+34% +$2.29M
AF
124
DELISTED
Astoria Financial Corporation
AF
$9.17M 0.13%
426,519
+396,984
+1,344% +$7.89M
GLW icon
125
Corning
GLW
$126B
$9.13M 0.13%
304,965
+184,865
+154% +$5.47M
3 4
5
6 7

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HIM
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MCA
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Paloma Partners's Q3 2017 Portfolio in Review

As of Q3 2017, Paloma Partners held 2,745 positions worth $7.27B, down 14% from $8.45B the previous quarter. Its ten largest holdings account for 26% of the portfolio.

Paloma Partners withdrew a net $1.7B in Q3 2017, closing 686 positions and reducing 769 holdings. Its most notable exit was Intel, an estimated $15.7M position sold in full.

By sector, the portfolio is most concentrated in Financials at 4.5% of assets, down from 5.5% a quarter earlier, followed by Industrials and Technology.

Against the trend, Paloma Partners opened a new position in State Street SPDR S&P Retail ETF worth $15.4M.

  • Paloma Partners's largest Q3 2017 buy was State Street SPDR S&P Retail ETF: 368,909 shares worth $15.4M.
  • Paloma Partners added most to Alere Inc in Q3 2017, an estimated $36.1M increase.
  • Paloma Partners's biggest Q3 2017 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $59M.
  • Paloma Partners fully exited Intel in Q3 2017, selling an estimated $15.7M.
  • Paloma Partners's ten largest holdings make up 26% of its $7.27B portfolio in Q3 2017.
  • Paloma Partners opened 632 new positions and closed 686 in Q3 2017.
  • Paloma Partners's portfolio value fell 14% quarter-over-quarter to $7.27B.

Based on Paloma Partners's 13F filing for Q3 2017, filed 14 Nov 2017.