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Paloma Partners Portfolio holdings

AUM $510M
1-Year Est. Return 286.05%
This Fund
S&P 500
This Quarter Est. Return
+2.9%
1 Year Est. Return
+286.05%
3 Year Est. Return
+321.92%
5 Year Est. Return
+284.54%
10 Year Est. Return
+855.7%
AUM
$2.18B
AUM Growth
-$262M
Cap. Flow
-$307M
Cap. Flow %
-14.1%
Top 10 Hldgs %
22.31%
Holding
1,616
New
546
Increased
209
Reduced
189
Closed
640

Top Buys

Rank Stock Value
1
TRW
TRW AUTOMOTIVE HOLDINGS CORP
TRW
+$49.9M
2
CNQR
CONCUR TECHNOLOGIES INC
CNQR
+$23.8M
3
DTV
DIRECTV COM STK (DE)
DTV
+$23.4M
4
PL
PROTECTIVE LIFE CORP
PL
+$23.3M
5
TWC
TIME WARNER CABLE INC NEW COM STK
TWC
+$20.9M

Top Sells

Rank Stock Value
1
FRX
FOREST LABORATORIES INC
FRX
+$36.4M
2
XLK icon
State Street Technology Select Sector SPDR ETF
XLK
+$28.2M
3
XLI icon
State Street Industrial Select Sector SPDR ETF
XLI
+$26.8M
4
HSH
HILLSHIRE BRANDS CO
HSH
+$23.9M
5
UNS
UNS ENERGY CORP COM
UNS
+$18.4M

Sector Composition

Rank Sector Weight
1 Technology 11.16%
2 Healthcare 9.72%
3 Consumer Discretionary 8.84%
4 Financials 7.26%
5 Industrials 6.66%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
TYC
101
DELISTED
TYCO INTL PLC COM SHS (IRL)
TYC
$4.28M 0.2%
+91,627
New +$4.27M
UTHR icon
102
United Therapeutics
UTHR
$26.3B
$4.25M 0.2%
33,025
+29,257
+776% +$3.02M
CPWR
103
DELISTED
COMPUWARE CORP
CPWR
$4.24M 0.2%
416,400
+400,548
+2,527% +$3.77M
TRV icon
104
Travelers Companies
TRV
$80.8B
$4.22M 0.19%
44,880
+29,716
+196% +$2.77M
XLY icon
105
State Street Consumer Discretionary Select Sector SPDR ETF
XLY
$21.4B
$4.1M 0.19%
+123,024
New +$4.16M
USB icon
106
US Bancorp
USB
$99.6B
$4.04M 0.19%
96,663
-119,421
-55% -$5.04M
GLW icon
107
Corning
GLW
$126B
$4M 0.18%
206,649
+187,583
+984% +$3.91M
TXN icon
108
Texas Instruments
TXN
$255B
$3.99M 0.18%
83,655
+37,037
+79% +$1.78M
LORL
109
DELISTED
Loral Space and Communications, Inc.
LORL
$3.95M 0.18%
55,010
+10,000
+22% +$736K
REGN icon
110
Regeneron Pharmaceuticals
REGN
$68.8B
$3.9M 0.18%
10,818
+5,701
+111% +$1.91M
PCYC
111
DELISTED
PHARMACYCLICS INC
PCYC
$3.73M 0.17%
31,725
+6,431
+25% +$733K
PII icon
112
Polaris
PII
$4.15B
$3.71M 0.17%
24,801
+22,708
+1,085% +$3.28M
TBT icon
113
PUT
ProShares Trust UltraShort Lehman 20+ Year Treasury
TBT
$293M
$3.69M 0.17%
65,500
-62,500
-49% -$3.64M
GATX icon
114
GATX Corp
GATX
$6.55B
$3.68M 0.17%
+63,074
New +$4.07M
URBN icon
115
CALL
Urban Outfitters
URBN
$5.99B
$3.67M 0.17%
+100,000
New +$3.68M
DE icon
116
CALL
Deere & Co
DE
$170B
$3.61M 0.17%
44,000
+21,500
+96% +$1.84M
NWSA icon
117
News Corp Class A
NWSA
$14.5B
$3.59M 0.17%
219,700
+19,700
+10% +$346K
PSX icon
118
Phillips 66
PSX
$82.9B
$3.56M 0.16%
43,832
-2,326
-5% -$194K
UIS icon
119
Unisys
UIS
$227M
$3.51M 0.16%
150,100
-6,357
-4% -$146K
NTAP icon
120
NetApp
NTAP
$32.9B
$3.51M 0.16%
+81,661
New +$3.27M
JLS icon
121
Nuveen Mortgage and Income Fund
JLS
$94.5M
$3.5M 0.16%
147,093
+23,115
+19% +$559K
HCT
122
DELISTED
AMRICAN RLTY CAP HEALTHCARE TRUST INC. COMMON STOCK
HCT
$3.46M 0.16%
330,000
+230,000
+230% +$2.47M
ELV icon
123
Elevance Health
ELV
$81.9B
$3.46M 0.16%
28,895
+21,196
+275% +$2.43M
MJN
124
DELISTED
Mead Johnson Nutrition Company
MJN
$3.45M 0.16%
35,818
+11,818
+49% +$1.12M
ENDP
125
DELISTED
Endo International plc
ENDP
$3.42M 0.16%
+50,000
New +$3.29M
3 4
5
6 7

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NIEF
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HIM
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MCA
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BWP
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MC
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Paloma Partners's Q3 2014 Portfolio in Review

As of Q3 2014, Paloma Partners held 1,616 positions worth $2.18B, down 11% from $2.44B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Paloma Partners withdrew a net $307M in Q3 2014, closing 640 positions and reducing 189 holdings. Its most notable exit was FOREST LABORATORIES INC, an estimated $36.4M position sold in full.

By sector, the portfolio is most concentrated in Technology at 11% of assets, up from 7.4% a quarter earlier, followed by Healthcare and Consumer Discretionary.

Against the trend, Paloma Partners opened a new position in TRW AUTOMOTIVE HOLDINGS CORP worth $50.5M.

  • Paloma Partners's largest Q3 2014 buy was TRW AUTOMOTIVE HOLDINGS CORP: 498,850 shares worth $50.5M.
  • Paloma Partners added most to DIRECTV COM STK (DE) in Q3 2014, an estimated $23.4M increase.
  • Paloma Partners's biggest Q3 2014 reduction was State Street Technology Select Sector SPDR ETF, cutting an estimated $28.2M.
  • Paloma Partners fully exited FOREST LABORATORIES INC in Q3 2014, selling an estimated $36.4M.
  • Paloma Partners's ten largest holdings make up 22% of its $2.18B portfolio in Q3 2014.
  • Paloma Partners opened 546 new positions and closed 640 in Q3 2014.
  • Paloma Partners's portfolio value fell 11% quarter-over-quarter to $2.18B.

Based on Paloma Partners's 13F filing for Q3 2014, filed 14 Nov 2014.